Niva WealthLet’s talk

Michael Goldberg

Partner at BBR Partners

Investment adviser registrationSEC record checked 17 October 2026

6
Years in the industry
5
Years at the firm
3
Adviser firms
3
State registrations

IAPD record retrieved 17 October 2026SEC record

Michael Goldberg is Partner of BBR Partners, LLC, a New York investment adviser managing $36.5B. Michael Goldberg has been registered through BBR Partners since 30 March 2021, has 6 years in the industry across 3 firms and has passed the Series 7, Series 63 and Series 65.

Role at BBR Partners

Title on Schedule A
Partner
Control
Michael Goldberg is not a control person of BBR Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Goldberg has held the filed role since December 2010.

The firm

BBR Partners, LLC
New York, NY

Form ADV filed 30 July 2026

$36.5B AUM245 clients53 advisers3 offices

Career on record

Michael Goldberg has been registered through BBR Partners since March 2021, and before that through Cms Fund Advisers, Inc. and Cms Investment Resources, Inc..

Firms and exams, newest first
  1. Bbr Partners, LLCCurrent
    – present · 6 years
    , · Adviser representative · Firm CRD 109688
  2. Cms Fund Advisers, Inc.
    – · 1 year
    Philadelphia, PA · Adviser representative · Firm CRD 123718
  3. Cms Investment Resources, Inc.
    – · under a year
    Philadelphia, PA · Adviser representative · Firm CRD 10102
  4. Passed Series 65 · 1996
  5. Passed Series 7 and Series 63 · 1992

Registrations and exams

Michael Goldberg has a current investment-adviser registration in New Jersey, New York and Pennsylvania and has passed 3 qualifying exams.

New Jersey11 March 2024
Scope
Investment adviser representative
Status
Approved
New York30 March 2021
Scope
Investment adviser representative
Status
Approved
Pennsylvania16 September 2022
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6513 December 1996
Name
Uniform Investment Adviser Law Examination
Series 6331 July 1992
Name
Uniform Securities Agent State Law Examination
Series 724 July 1992
Name
General Securities Representative Examination

Individual record

Full name
Michael Scott Goldberg
CRD
2239351
Firm
BBR Partners, LLC
Registration status
Investment adviser registration
Firm bio
bbrpartners.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

BBR Partners’ current directory lists Michael S. Goldberg as a retired partner. BBR Partners directory

Common questions

Where does Michael Goldberg work?

Michael Goldberg has been Partner of BBR Partners, LLC since December 2010.

Source: Form ADV, Schedule A, filed 30 July 2026

Is Michael Goldberg a financial advisor?

Yes. Michael Goldberg has a current investment-adviser registration in New Jersey, New York and Pennsylvania, through BBR Partners since March 2021, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Michael Goldberg have?

Michael Goldberg has worked in the financial industry for 6 years as of 17 October 2026, counted from 13 January 2020, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Michael Goldberg passed?

Michael Goldberg has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Where did Michael Goldberg work before BBR Partners?

Before BBR Partners, Michael Goldberg was registered through Cms Fund Advisers, Inc., November 2002 to August 2003; Cms Investment Resources, Inc., June 2002 to December 2002.

Source: IAPD individual record, checked 17 October 2026

Leadership at BBR Partners

Sources

  1. IAPD individual record, CRD 2239351. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of BBR Partners, LLC, filed 30 July 2026. Title, control and ownership bands.
  3. BBR Partners team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Goldberg or BBR Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.