Skip to content

Michael Fulkerson

Investment adviser representative at Chicago Investment Advisory Council in St. Charles, IL

Investment adviser and broker registrationsUpdated

Michael Fulkerson is an investment adviser representative at Chicago Investment Advisory Council, Inc., an investment adviser managing $230M, and works from its St. Charles, IL office. Michael Fulkerson has been registered through Chicago Investment Advisory Council since 20 July 2011, has 24 years in the industry across 3 firms and has passed the Series 7 and Series 66.

24
Years in industry
15
Years at firm
3
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Michael Fulkerson has been an investment adviser representative at Chicago Investment Advisory Council since July 2011, and is not listed among the firm’s executive officers or direct owners.

Chicago Investment Advisory Council, Inc. is a St. Charles, IL firm with $230M under management, 1,105 clients and 5 advisers across 3 offices, as of its March 2026 filing.

Michael Fulkerson’s longest registration is the current one, 15 years at Chicago Investment Advisory Council since 2011. Before joining Chicago Investment Advisory Council in 2011, Michael Fulkerson was registered through Waddell & Reed, Inc. and American Express Financial Advisors, Inc.

  1. – present · 15 years
    St. Charles, IL · Adviser representative · Firm CRD 123243
  2. Waddell & Reed, Inc.
    – · 6 years
    Schaumburg, IL · Adviser representative · Firm CRD 866
  3. American Express Financial Advisors, Inc.
    – · 1 year
    Denver, CO · Adviser representative · Firm CRD 6363

Credentials and registrations

Investment adviser representative registrations

Michael Fulkerson is registered as an investment adviser representative in Illinois, since July 2011.

  • IllinoisSince 20 July 2011

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6625 July 2002
Name
Uniform Combined State Law Examination
Series 719 July 2002
Name
General Securities Representative Examination

Key facts

Full name
Michael John Fulkerson
CRD
4553229
Office
1601 E. MAIN STREET, SUITE 1C, St. Charles, IL 60174
Registration
Investment adviser and broker registrations
In the industry since
July 2002
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Michael Fulkerson work?

Michael Fulkerson is an investment adviser representative registered through Chicago Investment Advisory Council, Inc. since July 2011, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Michael Fulkerson a financial advisor?

Yes. Michael Fulkerson has a current investment-adviser registration in Illinois, through Chicago Investment Advisory Council since July 2011.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Michael Fulkerson have?

Michael Fulkerson has 24 years in the financial industry, since July 2002, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Michael Fulkerson passed?

Michael Fulkerson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2002. FINRA credited Michael Fulkerson with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Michael Fulkerson work before Chicago Investment Advisory Council?

Before Chicago Investment Advisory Council, Michael Fulkerson was registered through Waddell & Reed, Inc., July 2004 to July 2011; American Express Financial Advisors, Inc., July 2002 to July 2004.

Source: IAPD individual record, checked 22 October 2026

Where is Michael Fulkerson based?

Michael Fulkerson’s registered office is in St. Charles, IL.

Source: IAPD individual record, checked 22 October 2026

Is Michael Fulkerson registered with FINRA?

Yes. Michael Fulkerson has a current broker registration, under CRD 4553229.

Source: FINRA BrokerCheck

How can I verify Michael Fulkerson’s record?

Search CRD 4553229 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Fulkerson’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Chicago Investment Advisory Council

Sources

  1. IAPD individual record, CRD 4553229, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Chicago Investment Advisory Council, Inc., filed 31 March 2026. Executive officers and direct owners; this person is not among them.