John Davis has been President and Chief Compliance Officer of Chicago Investment Advisory Council since September 1997, is a control person of the firm and directly owns 75% or more of it.
Chicago Investment Advisory Council, Inc. is a St. Charles, IL firm with $230M under management, 1,105 clients and 5 advisers across 3 offices, as of its March 2026 filing.
- – present · 28 yearsSt. Charles, IL · Adviser representative · Firm CRD 123243
Investment adviser representative registrations
John Davis is registered as an investment adviser representative in Illinois, since June 1998.
- IllinoisSince 2 June 1998
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 16 November 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 July 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Elbert Davis
- CRD
- 2753428
- Firm
- Chicago Investment Advisory Council · CRD 123243
- Role
- President and Chief Compliance Officer
- Office
- 1601 E. MAIN STREET, SUITE 1C, St. Charles, IL 60174
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Davis work?
John Davis has been President and Chief Compliance Officer of Chicago Investment Advisory Council, Inc. since September 1997, and is a control person of the firm.
Is John Davis a financial advisor?
Yes. John Davis has a current investment-adviser registration in Illinois, through Chicago Investment Advisory Council since June 1998.
How many years of experience does John Davis have?
John Davis has 30 years in the financial industry, since July 1996, across 1 adviser firm.
What exams has John Davis passed?
John Davis has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in July 1996. FINRA credited John Davis with the SIE, which began in October 2018.
Where is John Davis based?
John Davis’ registered office is in St. Charles, IL.
Is John Davis registered with FINRA?
Yes. John Davis has a current broker registration, under CRD 2753428.
Source: FINRA BrokerCheck
How can I verify John Davis’ record?
Search CRD 2753428 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Davis’ full registration record.