Michael Dales has been Shareholder of Focus Financial Network since January 2025, is not listed as a control person, but directly owns between 5% and 10% of the firm. Michael Dales studied at the University of Minnesota.
Focus Financial Network, Inc. is a Minneapolis, MN firm with $6.82B under management, 13,684 clients and 114 advisers across 37 offices, as of its October 2026 filing.
Mike Dales is Financial Advisor of Focus Financial Network. In 1993, he co-founded Focus Financial Network with Kyle Watkins and he is an Executive Officer. He has been in the financial industry for over thirty-six years, specializes in estate and retirement planning, and manages the company’s work site financial education program, InSite Financial Education.
Michael Dales’ longest registration is the current one, 31 years at Osaic Wealth, Inc. since 1995.
- Focus FinancialCurrent– present · 12 yearsSt Louis Park, MN · Adviser representative · Firm CRD 116140
- Osaic Wealth, Inc.Also current– present · 31 yearsChaska, MN · Adviser representative and broker · Firm CRD 23131
Professional designations
Listed by Focus Financial Network
- Accredited Asset Management Specialist (AAMS®)
Investment adviser representative registrations
Michael Dales is registered as an investment adviser representative in Minnesota, since January 2014.
- MinnesotaSince 31 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 1988 |
| Series 7 | General Securities Representative Examination | 21 February 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Scott Dales
- CRD
- 1606303
- Firm
- Focus Financial Network · CRD 116140
- Role
- Shareholder
- Office
- 1000 SHELARD PARKWAY SUITE 300, St Louis Park, MN 55426
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- focusfinancial.com
Where does Michael Dales work?
Michael Dales has been Shareholder of Focus Financial Network, Inc. since January 2025.
Is Michael Dales a financial advisor?
Yes. Michael Dales has a current investment-adviser registration in Minnesota, through Focus Financial Network since January 2014.
How many years of experience does Michael Dales have?
Michael Dales has 39 years in the financial industry, since March 1987, across 2 adviser firms.
What exams has Michael Dales passed?
Michael Dales has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in February 1987. FINRA credited Michael Dales with the SIE, which began in October 2018.
Where is Michael Dales based?
Michael Dales’ registered office is in St Louis Park, MN.
Is Michael Dales registered with FINRA?
Yes. Michael Dales has a current broker registration, under CRD 1606303.
Source: FINRA BrokerCheck
How can I verify Michael Dales’ record?
Search CRD 1606303 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Dales’ full registration record.
- John BinaPresident
- Evan ChangChief Compliance Officer
David BeisslerShareholder:director
William BergstromShareholder:director- Christina ChaconasVP Operations
John DritzShareholder:director:treasurer
David HeitkampShareholder:director
John LaytonShareholder:director
Walter PickupShareholder:director
John WatkinsShareholder:director