Evan Chang has been Chief Compliance Officer of Focus Financial Network since May 2025, is a control person of the firm and directly owns under 5% of it.
Focus Financial Network, Inc. is a Minneapolis, MN firm with $6.82B under management, 13,684 clients and 114 advisers across 37 offices, as of its October 2026 filing.
Evan Chang’s longest registration was 17 years at RBC Capital Markets, LLC (2002–2019). Before joining Focus Financial Network in 2025, Evan Chang was registered through Cetera Investment Advisers LLC and Advisornet Wealth Partners.
- Osaic Wealth, Inc.Also current– present · 1 yearEden Prairie, MN · Adviser representative and broker · Firm CRD 23131
- Cetera Investment Advisers LLC– · 1 yearMinnetonka, MN · Adviser representative · Firm CRD 105644
- Advisornet Wealth Partners– · 5 yearsMinnetonka, MN · Adviser representative · Firm CRD 113074
- Cetera Advisor Networks LLC– · 3 yearsMinnetonka, MN · Adviser representative · Firm CRD 13572
- RBC Capital Markets, LLC– · 17 yearsMinneapolis, MN · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Evan Chang is registered as an investment adviser representative in Minnesota, since May 2025.
- MinnesotaSince 23 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 June 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 27 March 2003 |
| Series 55 | Limited Representative-Equity Trader Exam | 8 May 2002 |
| Series 66 | Uniform Combined State Law Examination | 11 March 2002 |
| Series 24 | General Securities Principal Examination | 5 December 2001 |
| Series 7 | General Securities Representative Examination | 16 October 2001 |
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Evan Alfred Chang
- CRD
- 4434039
- Firm
- Focus Financial Network · CRD 116140
- Role
- Chief Compliance Officer
- Office
- 1300 GODWARD STREET NE, SUITE 5500, Minneapolis, MN 55413
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Evan Chang work?
Evan Chang has been Chief Compliance Officer of Focus Financial Network, Inc. since May 2025, and is a control person of the firm.
Is Evan Chang a financial advisor?
Yes. Evan Chang has a current investment-adviser registration in Minnesota, through Focus Financial Network since May 2025.
How many years of experience does Evan Chang have?
Evan Chang has 24 years in the financial industry, since December 2001, across 6 adviser firms.
What exams has Evan Chang passed?
Evan Chang has passed 7 licensing exams: the Series 7, Series 24, Series 66, Series 55, Series 9, Series 10 and Series 57TO. The earliest, the Series 7, was passed in October 2001. FINRA credited Evan Chang with the SIE, which began in October 2018.
Where did Evan Chang work before Focus Financial Network?
Before Focus Financial Network, Evan Chang was registered through Cetera Investment Advisers LLC, June 2023 to May 2025; Cetera Advisor Networks LLC, December 2019 to June 2023; RBC Capital Markets, LLC, November 2002 to November 2019.
Where is Evan Chang based?
Evan Chang’s registered office is in Minneapolis, MN.
Is Evan Chang registered with FINRA?
Yes. Evan Chang has a current broker registration, under CRD 4434039.
Source: FINRA BrokerCheck
How can I verify Evan Chang’s record?
Search CRD 4434039 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Evan Chang’s full registration record.
- John BinaPresident
David BeisslerShareholder:director
William BergstromShareholder:director- Christina ChaconasVP Operations
John DritzShareholder:director:treasurer
David HeitkampShareholder:director
John LaytonShareholder:director
Walter PickupShareholder:director
John WatkinsShareholder:director
Michael DalesShareholder