Michael Bozzone has been an investment adviser representative at Cornerstone Planning Group since May 2020, and is not listed among the firm’s executive officers or direct owners.
Cornerstone Planning Group Inc. is a Fairfield, NJ firm with $952M under management, 1,251 clients and 16 advisers across 8 offices, as of its September 2026 filing.
Michael Bozzone’s longest registration is the current one, 6 years at Cornerstone Planning Group since 2020. Before joining Cornerstone Planning Group in 2020, Michael Bozzone was registered through Eagle Strategies LLC and Ameriprise Financial Services, Inc.
- Cornerstone Planning GroupCurrent– present · 6 yearsFairfeild, NJ · Adviser representative · Firm CRD 307189
- Eagle Strategies LLC– · 4 yearsFairfield, NJ · Adviser representative · Firm CRD 110826
- Ameriprise Financial Services, Inc.– · 1 yearMatawan, NJ · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Michael Bozzone is registered as an investment adviser representative in New Jersey, since May 2020.
- New JerseySince 11 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2015 |
| Series 66 | Uniform Combined State Law Examination | 29 August 2006 |
| Series 7 | General Securities Representative Examination | 27 June 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4827739
- Firm
- Cornerstone Planning Group · CRD 307189
- Office
- 297 PASSAIC AVENUE, SUITE 2, Fairfeild, NJ 07004
- Registration
- Investment adviser registration
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Bozzone work?
Michael Bozzone is an investment adviser representative registered through Cornerstone Planning Group Inc. since May 2020, and is not listed among the firm’s executive officers or direct owners.
Is Michael Bozzone a financial advisor?
Yes. Michael Bozzone has a current investment-adviser registration in New Jersey, through Cornerstone Planning Group since May 2020.
How many years of experience does Michael Bozzone have?
Michael Bozzone has 20 years in the financial industry, since October 2006, across 3 adviser firms.
What exams has Michael Bozzone passed?
Michael Bozzone has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in June 2006. FINRA credited Michael Bozzone with the SIE, which began in October 2018.
Where did Michael Bozzone work before Cornerstone Planning Group?
Before Cornerstone Planning Group, Michael Bozzone was registered through Ameriprise Financial Services, Inc., August 2006 to December 2007.
Where is Michael Bozzone based?
Michael Bozzone’s registered office is in Fairfeild, NJ.
Is Michael Bozzone registered with FINRA?
No. Michael Bozzone has no current broker registration.
How can I verify Michael Bozzone’s record?
Search CRD 4827739 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Bozzone’s full registration record.
- Jon TarnoChief Operating Officer
Carmine CorinoOwner- Walter GilmoreCCO