Michael Bosman has been Chief Compliance Officer/Managing Member/Investment Advisor Representative of Bosman Wealth Management since October 2017, is a control person of the firm and directly owns 75% or more of it. Michael Bosman holds a BBA from the University of San Diego and an MBA from the University of St. Thomas.
Bosman Wealth Management, LLC is a Redlands, CA firm with $140M under management, 136 clients and 1 adviser in one office, as of its March 2026 filing.
Michael Bosman is Founder and Principal Advisor of Bosman Wealth Management, based in Redlands, California. He brings more than 25 years of experience in investment management and financial planning, including earlier roles at Morgan Stanley and LPL Financial, before launching his own firm. He works with clients across the United States.
Michael Bosman’s longest registration is the current one, 8 years at Bosman Wealth Management since 2017. Before joining Bosman Wealth Management in 2017, Michael Bosman was registered through LPL Financial LLC and Teravista Capital Advisors, LLC.
- – present · 8 yearsRedlands, CA · Adviser representative · Firm CRD 290550
- LPL Financial LLC– · 2 yearsRedlands, CA · Adviser representative · Firm CRD 6413
- Teravista Capital Advisors, LLC– · 4 yearsDanville, CA · Adviser representative · Firm CRD 153878
- Intersecurities, Inc.– · under a yearInver Grove Heights, MN · Adviser representative · Firm CRD 16164
Professional designations
Listed by Bosman Wealth Management
- Chartered Market Technician (CMT)
Investment adviser representative registrations
Michael Bosman is registered as an investment adviser representative in California, since November 2017.
- CaliforniaSince 15 November 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 4 September 2015 |
| Series 7 | General Securities Representative Examination | 14 August 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 June 2010 |
| Series 53 | Municipal Securities Principal Examination | 24 September 2001 |
| Series 24 | General Securities Principal Examination | 24 May 2001 |
| Series 55 | Limited Representative-Equity Trader Exam | 13 February 2001 |
| Series 31 | Futures Managed Funds Examination | 18 February 2000 |
| Series 66 | Uniform Combined State Law Examination | 14 February 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 March 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Lee Bosman
- CRD
- 2724809
- Firm
- Bosman Wealth Management · CRD 290550
- Role
- Chief Compliance Officer/Managing Member/Investment Advisor Representative
- Office
- 555 CAJON STREET, SUITE D, Redlands, CA 92373
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bosmanwealth.com
Where does Michael Bosman work?
Michael Bosman has been Chief Compliance Officer/Managing Member/Investment Advisor Representative of Bosman Wealth Management, LLC since October 2017, and is a control person of the firm.
Is Michael Bosman a financial advisor?
Yes. Michael Bosman has a current investment-adviser registration in California, through Bosman Wealth Management since November 2017.
How many years of experience does Michael Bosman have?
Michael Bosman has 19 years in the financial industry, since July 2007, across 4 adviser firms.
What exams has Michael Bosman passed?
Michael Bosman has passed 9 licensing exams: the Series 6, Series 66, Series 31, Series 55, Series 24, Series 53, Series 65, Series 7 and Series 63. The earliest, the Series 6, was passed in March 1996. FINRA credited Michael Bosman with the SIE, which began in October 2018.
Where did Michael Bosman work before Bosman Wealth Management?
Before Bosman Wealth Management, Michael Bosman was registered through Teravista Capital Advisors, LLC, July 2010 to March 2015; Intersecurities, Inc., January 2003 to June 2003.
Where is Michael Bosman based?
Michael Bosman’s registered office is in Redlands, CA.
Is Michael Bosman registered with FINRA?
No. Michael Bosman has no current broker registration.
How can I verify Michael Bosman’s record?
Search CRD 2724809 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Bosman’s full registration record.