Michael Anderson has been an investment adviser representative at The L. Warner Companies since January 2022, and is not listed among the firm’s executive officers or direct owners. Michael Anderson holds a Bachelor's Degree in Finance from the University of California, Los Angeles.
The L. Warner Companies, Inc is a Timonium, MD firm with $802M under management, 465 clients and 9 advisers across 4 offices, as of its August 2026 filing.
Michael Anderson is Executive Vice President of The Warner Companies. He is primarily responsible for forming retirement plan solutions, servicing retirement plans and managing private managed money accounts. Before joining the firm he was Executive Vice President of Finestone Partners, and earlier he was a Senior Finance and Investment Analyst for Bergen Brunswig Corporation.
Michael Anderson’s longest registration was 10 years at Finestone Partners (2011–2022). Before joining The L. Warner Companies in 2022, Michael Anderson was registered through Finestone Partners and Raymond James Financial Services Advisors, Inc.
- The L. Warner Companies, IncCurrent– present · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 108001
- Finestone Partners– · 10 yearsBeverly Hills, CA · Adviser representative · Firm CRD 125608
- Raymond James Financial Services Advisors, Inc– · 7 yearsBeverly Hills, CA · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 6694
- Windward Capital Management Co– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 106908
Professional designations
Listed by The L. Warner Companies
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Michael Anderson is registered as an investment adviser representative in California, since January 2022.
- CaliforniaSince 24 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 April 1999 |
| Series 7 | General Securities Representative Examination | 21 January 1999 |
| Series 66 | Uniform Combined State Law Examination | 26 October 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 October 1998 |
| Series 3 | National Commodity Futures Examination | 5 September 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 June 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Thomas Anderson
- CRD
- 1897303
- Firm
- The L. Warner Companies · CRD 108001
- Office
- 9100 Wilshire Blvd, Suite 720E, Beverly Hills, CA 90212
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lwarner.com
Where does Michael Anderson work?
Michael Anderson is an investment adviser representative registered through The L. Warner Companies, Inc since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Michael Anderson a financial advisor?
Yes. Michael Anderson has a current investment-adviser registration in California, through The L. Warner Companies since January 2022.
How many years of experience does Michael Anderson have?
Michael Anderson has 28 years in the financial industry, since February 1998, across 5 adviser firms.
What exams has Michael Anderson passed?
Michael Anderson has passed 6 licensing exams: the Series 63, Series 3, Series 6, Series 66, Series 7 and Series 24. The earliest, the Series 63, was passed in June 1991. FINRA credited Michael Anderson with the SIE, which began in October 2018.
Where did Michael Anderson work before The L. Warner Companies?
Before The L. Warner Companies, Michael Anderson was registered through Raymond James Financial Services Advisors, Inc, January 2009 to August 2016; Raymond James Financial Services, May 2004 to January 2009; Windward Capital Management Co, August 2003 to June 2004.
Where is Michael Anderson based?
Michael Anderson’s registered office is in Beverly Hills, CA.
Is Michael Anderson registered with FINRA?
Yes. Michael Anderson has a current broker registration, under CRD 1897303.
Source: FINRA BrokerCheck
How can I verify Michael Anderson’s record?
Search CRD 1897303 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Anderson’s full registration record.