Role at Iconiq Capital
- Title on Schedule A
- Partner
- Control
- Michael Anders is a control person of Iconiq Capital.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Anders has held the filed role since November 2011.
The firm
Form ADV filed 12 August 2026
Career on record
Michael Anders has been registered through Iconiq Capital since December 2011, and before that through Morgan Stanley & Co. Incorporated.
- Iconiq Capital, LLCCurrent– present · 15 yearsNew York, NY · Adviser representative · Firm CRD 159198
- Morgan Stanley Smith Barney LLC– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 8209
- Passed Series 66 · 2007
- Passed Series 7 and Series 63 · 2003
Registrations and exams
Michael Anders has a current investment-adviser registration in Texas and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved, resident | 1 December 2011 |
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 October 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 2003 |
| Series 7 | General Securities Representative Examination | 1 July 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael Thomas Anders
- CRD
- 4661709
- Registration status
- Investment adviser registration
- Office
- 15 E. 26TH STREET, 6TH FLOOR, New York, NY 10010
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Michael Anders work?
Michael Anders has been Partner of Iconiq Capital, LLC since November 2011, and is a control person of the firm.
Is Michael Anders a financial advisor?
Yes. Michael Anders has a current investment-adviser registration in Texas, through Iconiq Capital since December 2011, as of 18 October 2026.
How many years of experience does Michael Anders have?
Michael Anders has worked in the financial industry for 18 years as of 18 October 2026, counted from 20 August 2008, across 3 adviser firms.
What exams has Michael Anders passed?
Michael Anders has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in July 2003.
Where did Michael Anders work before Iconiq Capital?
Before Iconiq Capital, Michael Anders was registered through Morgan Stanley & Co. Incorporated, August 2008 to June 2009.
Where is Michael Anders based?
Michael Anders’ registered office is in New York, NY.
Leadership at Iconiq Capital
- Katherine DouganChief Financial Officer
- Louis ThorneChief Operating Officer
- Jason CraigChief Compliance Officer and Senior Counsel
- Kevin FosterManaging Director
- William GriffithPartner
- Matthew JacobsonPartner
- Divesh MakanPartner