Max Rossiter has been an investment adviser representative at Biltmore Wealth Management since June 2015, and is not listed among the firm’s executive officers or direct owners.
Biltmore Wealth Management, LLC is a Tempe, AZ firm with $440M under management, 307 clients and 3 advisers in one office, as of its February 2026 filing.
- – present · 11 yearsTempe, AZ · Adviser representative · Firm CRD 151365
- – · under a yearScottsdale, AZ · Adviser representative · Firm CRD 151365
Investment adviser representative registrations
Max Rossiter is registered as an investment adviser representative in Arizona, since June 2015.
- ArizonaSince 19 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Max David Rossiter
- CRD
- 6262378
- Firm
- Biltmore Wealth Management · CRD 151365
- Office
- 1400 E. SOUTHERN AVENUE, SUITE 650, Tempe, AZ 85282
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Max Rossiter work?
Max Rossiter is an investment adviser representative registered through Biltmore Wealth Management, LLC since June 2015, and is not listed among the firm’s executive officers or direct owners.
Is Max Rossiter a financial advisor?
Yes. Max Rossiter has a current investment-adviser registration in Arizona, through Biltmore Wealth Management since June 2015.
How many years of experience does Max Rossiter have?
Max Rossiter has 12 years in the financial industry, since July 2014, across 1 adviser firm.
What exams has Max Rossiter passed?
Max Rossiter passed the Series 65 in January 2014.
Where is Max Rossiter based?
Max Rossiter’s registered office is in Tempe, AZ.
Is Max Rossiter registered with FINRA?
No. Max Rossiter has no current broker registration.
How can I verify Max Rossiter’s record?
Search CRD 6262378 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Max Rossiter’s full registration record.