Kevin Sweeney has been Chief Compliance Officer/Member of Biltmore Wealth Management since January 2010, is a control person of the firm and directly owns between 25% and 50% of it. Kevin Sweeney holds a Bachelor's degree in Finance from Mercyhurst College.
Biltmore Wealth Management, LLC is a Tempe, AZ firm with $440M under management, 307 clients and 3 advisers in one office, as of its February 2026 filing.
Kevin Sweeney is Co-Founder of Biltmore Wealth Management. He has been advising individual investors since 1999 and focuses on providing financial strategies to professional athletes. He previously worked as a Personal Banking Consultant for Bank One.
- – present · 16 yearsTempe, AZ · Adviser representative · Firm CRD 151365
Investment adviser representative registrations
Kevin Sweeney is registered as an investment adviser representative in 2 states. The first approvals date from January 2010; the most recent is Texas, in July 2010.
- ArizonaSince 28 January 2010
- TexasSince 6 July 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2010 |
| Series 3 | National Commodity Futures Examination | 10 February 2005 |
| Series 31 | Futures Managed Funds Examination | 23 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 August 1999 |
| Series 7 | General Securities Representative Examination | 18 August 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin John Sweeney
- CRD
- 3256045
- Firm
- Biltmore Wealth Management · CRD 151365
- Role
- Chief Compliance Officer/Member
- Office
- 1400 E. SOUTHERN AVENUE, SUITE 650, Tempe, AZ 85282
- Registration
- Investment adviser registration
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- biltmorewealthaz.com
Where does Kevin Sweeney work?
Kevin Sweeney has been Chief Compliance Officer/Member of Biltmore Wealth Management, LLC since January 2010, and is a control person of the firm.
Is Kevin Sweeney a financial advisor?
Yes. Kevin Sweeney has a current investment-adviser registration in Arizona and Texas, through Biltmore Wealth Management since January 2010.
How many years of experience does Kevin Sweeney have?
Kevin Sweeney has 16 years in the financial industry, since January 2010, across 1 adviser firm.
What exams has Kevin Sweeney passed?
Kevin Sweeney has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 3 and Series 65. The earliest, the Series 7, was passed in August 1999.
Where is Kevin Sweeney based?
Kevin Sweeney’s registered office is in Tempe, AZ.
Is Kevin Sweeney registered with FINRA?
No. Kevin Sweeney has no current broker registration.
How can I verify Kevin Sweeney’s record?
Search CRD 3256045 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Sweeney’s full registration record.