Matthew Umlauf has been Chief Compliance Officer of Forefront Asset Management since October 2025, is a control person of the firm and directly owns under 5% of it.
Forefront Asset Management, LLC is a Virginia Beach, VA firm with $137M under management, 322 clients and 3 advisers across 2 offices, as of its May 2026 filing.
- – present · 10 yearsVirginia Beach, VA · Adviser representative · Firm CRD 281118
Investment adviser representative registrations
Matthew Umlauf is registered as an investment adviser representative in Virginia, since May 2016.
- VirginiaSince 23 May 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 May 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Matthew Aaron Umlauf
- CRD
- 6626170
- Firm
- Forefront Asset Management · CRD 281118
- Role
- Chief Compliance Officer
- Office
- 1209 INDEPENDENCE BOULEVARD, SUITE 106, Virginia Beach, VA 23455
- Registration
- Investment adviser registration
- In the industry since
- May 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Umlauf work?
Matthew Umlauf has been Chief Compliance Officer of Forefront Asset Management, LLC since October 2025, and is a control person of the firm.
Is Matthew Umlauf a financial advisor?
Yes. Matthew Umlauf has a current investment-adviser registration in Virginia, through Forefront Asset Management since May 2016.
How many years of experience does Matthew Umlauf have?
Matthew Umlauf has 10 years in the financial industry, since May 2016, across 1 adviser firm.
What exams has Matthew Umlauf passed?
Matthew Umlauf passed the Series 65 in May 2016.
Where is Matthew Umlauf based?
Matthew Umlauf’s registered office is in Virginia Beach, VA.
Is Matthew Umlauf registered with FINRA?
No. Matthew Umlauf has no current broker registration.
How can I verify Matthew Umlauf’s record?
Search CRD 6626170 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Umlauf’s full registration record.