Matthew Staffieri has been Chief Compliance Officer of Rovin Capital since March 2026, is not listed as a control person, but directly owns under 5% of the firm.
Rovin Capital LLC is a Mesa, AZ firm with $917M under management, 730 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Matthew Staffieri’s longest registration is the current one, 12 years at Rovin Capital since 2014. Before joining Rovin Capital in 2014, Matthew Staffieri was registered through First Allied Advisory Services, Inc.
- Staffieri Capital LLCAlso current– present · under a yearLindon, UT · Adviser representative · Firm CRD 341715
- First Allied Advisory Services, Inc.– · 3 yearsMesa, AZ · Adviser representative · Firm CRD 137888
Investment adviser representative registrations
Matthew Staffieri is registered as an investment adviser representative in 2 states. The first approvals date from May 2014; the most recent is Utah, in July 2026.
- ArizonaSince 16 May 2014
- UtahSince 31 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 August 2013 |
| Series 7 | General Securities Representative Examination | 27 June 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew D Staffieri
- CRD
- 6097488
- Firm
- Rovin Capital · CRD 152662
- Role
- Chief Compliance Officer
- Office
- 2801 N. Thanksgiving Way, Suite 190, Lehi, UT 84043
- Registration
- Investment adviser registration
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Staffieri work?
Matthew Staffieri has been Chief Compliance Officer of Rovin Capital LLC since March 2026.
Is Matthew Staffieri a financial advisor?
Yes. Matthew Staffieri has a current investment-adviser registration in Arizona and Utah, through Rovin Capital since April 2014.
How many years of experience does Matthew Staffieri have?
Matthew Staffieri has 13 years in the financial industry, since June 2013, across 3 adviser firms.
What exams has Matthew Staffieri passed?
Matthew Staffieri has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2013. FINRA credited Matthew Staffieri with the SIE, which began in October 2018.
Where is Matthew Staffieri based?
Matthew Staffieri’s registered office is in Lehi, UT.
Is Matthew Staffieri registered with FINRA?
No. Matthew Staffieri has no current broker registration.
How can I verify Matthew Staffieri’s record?
Search CRD 6097488 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Staffieri’s full registration record.