Kimball Pierce has been COO of Rovin Capital since November 2019, is a control person of the firm and directly owns under 5% of it.
Rovin Capital LLC is a Mesa, AZ firm with $917M under management, 730 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Kimball Pierce’s longest registration was 8 years at Rovin Capital (2017–2026).
- CW Advisors, LLCAlso current– present · under a yearLehi, UT · Adviser representative · Firm CRD 310873
- Morgan Stanley Smith Barney LLC– · under a yearSouth Jordan, UT · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co., Incorporated– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Kimball Pierce is registered as an investment adviser representative in Utah, since February 2026.
- UtahSince 2 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 April 2006 |
| Series 31 | Futures Managed Funds Examination | 9 March 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 2005 |
| Series 7 | General Securities Representative Examination | 29 November 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kimball Eric Pierce
- CRD
- 5039592
- Firm
- Rovin Capital · CRD 152662
- Role
- COO
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Kimball Pierce work?
Kimball Pierce has been COO of Rovin Capital LLC since November 2019, and is a control person of the firm.
Is Kimball Pierce a financial advisor?
Yes. Kimball Pierce has a current investment-adviser registration in Utah.
How many years of experience does Kimball Pierce have?
Kimball Pierce has 18 years in the financial industry, since May 2008, across 5 adviser firms.
What exams has Kimball Pierce passed?
Kimball Pierce has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 66. The earliest, the Series 7, was passed in November 2005. FINRA credited Kimball Pierce with the SIE, which began in October 2018.
Where was Kimball Pierce previously registered as an investment adviser?
Kimball Pierce has past investment-adviser registrations through Rovin Capital, May 2017 to February 2026; Morgan Stanley Smith Barney LLC, January 2010 to November 2010; Morgan Stanley & Co., Incorporated, April 2007 to September 2007; Morgan Stanley, April 2006 to April 2007, across 5 firms.
Is Kimball Pierce registered with FINRA?
No. Kimball Pierce has no current broker registration.
How can I verify Kimball Pierce’s record?
Search CRD 5039592 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kimball Pierce’s full registration record.