Matthew Shaia has been Managing Director and Executive Committee of Lowe, Brockenbrough & Company since January 2025, is a control person of the firm and directly owns under 5% of it. Matthew Shaia holds a B.A. in Economics & Business from Lafayette College.
Lowe, Brockenbrough & Company, Inc. is a Richmond, VA firm with $5.49B under management, 568 clients and 15 advisers in one office, as of its May 2026 filing.
Matthew P. Shaia is Managing Director and Director of Investment Operations of Brockenbrough. He is a member of the Executive Committee and is primarily responsible for leading the firm's operations and administration efforts. He joined the firm in 2013; before that he was an Associate at Cary Street Partners.
Matthew Shaia’s longest registration is the current one, 12 years at Lowe, Brockenbrough & Company since 2014. Before joining Lowe, Brockenbrough & Company in 2014, Matthew Shaia was registered through Cary Street Partners Investment Advisory LLC.
- Cary Street Partners Investment Advisory LLC– · 2 yearsRichmond, VA · Adviser representative · Firm CRD 128545
Investment adviser representative registrations
Matthew Shaia is registered as an investment adviser representative in Virginia, since May 2014.
- VirginiaSince 28 May 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 December 2010 |
| Series 7 | General Securities Representative Examination | 31 March 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Philip Shaia
- CRD
- 5682510
- Firm
- Lowe, Brockenbrough & Company · CRD 105142
- Role
- Managing Director; Executive Committee
- Office
- 920 LIBBIE AVE., SUITE 201, Richmond, VA 23226-2050
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brockenbroughinc.com
Where does Matthew Shaia work?
Matthew Shaia has been Managing Director; Executive Committee of Lowe, Brockenbrough & Company, Inc. since January 2025, and is a control person of the firm.
Is Matthew Shaia a financial advisor?
Yes. Matthew Shaia has a current investment-adviser registration in Virginia, through Lowe, Brockenbrough & Company since May 2014.
How many years of experience does Matthew Shaia have?
Matthew Shaia has 15 years in the financial industry, since July 2011, across 2 adviser firms.
What exams has Matthew Shaia passed?
Matthew Shaia has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2010.
Where did Matthew Shaia work before Lowe, Brockenbrough & Company?
Before Lowe, Brockenbrough & Company, Matthew Shaia was registered through Cary Street Partners Investment Advisory LLC, December 2010 to October 2013.
Where is Matthew Shaia based?
Matthew Shaia’s registered office is in Richmond, VA.
Is Matthew Shaia registered with FINRA?
No. Matthew Shaia has no current broker registration.
How can I verify Matthew Shaia’s record?
Search CRD 5682510 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Shaia’s full registration record.
Austin Brockenbrough IVManaging Director; President; Executive Committee
David LyonsChief Compliance Officer (01/2021); Managing Director; Treasurer (09/2000) ; Executive Committee
Austin Brockenbrough IIIManaging Director & Chairman of the Board
Charles CaravatiManaging Director & Secretary; Executive Committee
Christopher DionManaging Director; Executive Committee
Walter RobertsonManaging Director; Executive Committee