Austin Brockenbrough III has been Managing Director & Chairman of the Board of Lowe, Brockenbrough & Company since July 1970, is a control person of the firm and directly owns under 5% of it. Austin Brockenbrough III holds a B.S. in Finance from the University of Richmond.
Lowe, Brockenbrough & Company, Inc. is a Richmond, VA firm with $5.49B under management, 568 clients and 15 advisers in one office, as of its May 2026 filing.
Austin Brockenbrough III is Founder and Chairman of Brockenbrough. He co-founded the firm with Jim Lowe in 1970 and works extensively with institutional and private wealth clients. Before founding Brockenbrough, he was an institutional account executive at Wheat First Butcher Singer, and he served in the United States Marine Corps.
Investment adviser representative registrations
Austin Brockenbrough III is registered as an investment adviser representative in Virginia, since August 1987.
- VirginiaSince 7 August 1987
Examinations
No examinations are on Austin Brockenbrough III’s record.
- CRD
- 1718558
- Firm
- Lowe, Brockenbrough & Company · CRD 105142
- Role
- Managing Director & Chairman of the Board
- Office
- 920 LIBBIE AVE., SUITE 201, Richmond, VA 23226-2050
- Registration
- Investment adviser registration
- In the industry since
- July 1979
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brockenbroughinc.com
Where does Austin Brockenbrough III work?
Austin Brockenbrough III has been Managing Director & Chairman of the Board of Lowe, Brockenbrough & Company, Inc. since July 1970, and is a control person of the firm.
Is Austin Brockenbrough III a financial advisor?
Yes. Austin Brockenbrough III has a current investment-adviser registration in Virginia, through Lowe, Brockenbrough & Company since July 1979.
How many years of experience does Austin Brockenbrough III have?
Austin Brockenbrough III has 47 years in the financial industry, since July 1979, across 1 adviser firm.
Where is Austin Brockenbrough III based?
Austin Brockenbrough III’s registered office is in Richmond, VA.
Is Austin Brockenbrough III registered with FINRA?
No. Austin Brockenbrough III has no current broker registration.
How can I verify Austin Brockenbrough III’s record?
Search CRD 1718558 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Austin Brockenbrough III’s full registration record.
Austin Brockenbrough IVManaging Director; President; Executive Committee
David LyonsChief Compliance Officer (01/2021); Managing Director; Treasurer (09/2000) ; Executive Committee
Charles CaravatiManaging Director & Secretary; Executive Committee
Christopher DionManaging Director; Executive Committee
Walter RobertsonManaging Director; Executive Committee
Matthew ShaiaManaging Director; Executive Committee