Matthew Moll has been President/Chief Compliance Officer of TruAdvisors Financial since February 2014, is a control person of the firm and directly owns 75% or more of it. Matthew Moll holds a Bachelor of Science in Business Administration from Samford University.
Truadvisors Financial, LLC is a Tampa, FL firm with $133M under management, 172 clients and 4 advisers across 5 offices, as of its September 2026 filing.
Matthew Moll is Founder & Principal Investment Advisor of TruAdvisors. He has been in the financial services industry since 2005 and founded TruAdvisors in 2014, after working at a New York Stock Exchange member firm, a national bank and a discount brokerage institution. His experience covers financial planning, portfolio management, retirement income planning, insurance planning and liabilities management.
Matthew Moll’s longest registration is the current one, 12 years at TruAdvisors Financial since 2014. Before joining TruAdvisors Financial in 2014, Matthew Moll was registered through Charles Schwab & Co., Inc. and Wells Fargo Advisors, LLC.
- Charles Schwab & Co., Inc.– · 2 yearsSandy Springs, GA · Adviser representative · Firm CRD 5393
- Wells Fargo Advisors, LLC– · 2 yearsTucker, GA · Adviser representative · Firm CRD 19616
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearAtlanta, GA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Matthew Moll is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2014; the most recent is Texas, in March 2021.
- FloridaSince 12 May 2017
- GeorgiaSince 7 March 2014
- TexasResidentSince 10 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 February 2007 |
| Series 7 | General Securities Representative Examination | 7 November 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Kenneth Moll
- CRD
- 5040224
- Firm
- TruAdvisors Financial · CRD 170564
- Role
- President/Chief Compliance Officer
- Office
- 3030 N ROCKY POINT DRIVE W, SUITE 280, Tampa, FL 33607
- Registration
- Investment adviser registration
- In the industry since
- September 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- truadvisors.com
Where does Matthew Moll work?
Matthew Moll has been President/Chief Compliance Officer of Truadvisors Financial, LLC since February 2014, and is a control person of the firm.
Is Matthew Moll a financial advisor?
Yes. Matthew Moll has a current investment-adviser registration in Florida, Georgia and Texas, through TruAdvisors Financial since March 2014.
How many years of experience does Matthew Moll have?
Matthew Moll has 19 years in the financial industry, since September 2007, across 4 adviser firms.
What exams has Matthew Moll passed?
Matthew Moll has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2006.
Where did Matthew Moll work before TruAdvisors Financial?
Before TruAdvisors Financial, Matthew Moll was registered through Charles Schwab & Co., Inc., January 2011 to January 2014; Wells Fargo Advisors, LLC, May 2008 to December 2010; Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2007 to February 2008.
Where is Matthew Moll based?
Matthew Moll’s registered office is in Tampa, FL.
Is Matthew Moll registered with FINRA?
No. Matthew Moll has no current broker registration.
How can I verify Matthew Moll’s record?
Search CRD 5040224 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Moll’s full registration record.