Career
Matthew Malloy has been Director, Chief Executive Officer of Neuberger Berman Europe Limited since February 2024. Matthew Malloy is a control person of the firm and directly owns under 5% of it.
Neuberger Berman Europe Limited is a London, United Kingdom firm with $98B under management, 241 clients and 79 advisers across 2 offices, as of its May 2026 filing.
Neuberger Berman reported in 2024 that Matt Malloy joined the firm in 2015, helped create its insurance solutions business and later led its global institutional efforts. The notice announced his appointment as Head of EMEA, subject to regulatory approval.
No adviser firm registrations are on Matthew Malloy’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 September 2012 |
| Series 3 | National Commodity Futures Examination | 5 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 September 1997 |
| Series 7 | General Securities Representative Examination | 6 September 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Matthew Holian Malloy
- CRD
- 2929548
- Firm bio
- nb.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Matthew Malloy work?
Matthew Malloy has been Director, Chief Executive Officer of Neuberger Berman Europe Limited since February 2024, and is a control person of the firm.
Does Matthew Malloy have a current investment-adviser registration?
Matthew Malloy has a current broker registration and no current investment-adviser registration.
What exams has Matthew Malloy passed?
Matthew Malloy has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 24. The earliest, the Series 7, was passed in September 1997. FINRA credited Matthew Malloy with the SIE, which began in October 2018.