Career
Matthew Guttin has been Chief Compliance Officer of Starwood Capital Group Management since August 2010. Matthew Guttin is a control person of the firm and directly owns under 5% of it.
Starwood Capital Group Management, L.L.C. is a Miami Beach, FL firm with $79.2B under management, 258 clients and 177 advisers in one office, as of its March 2026 filing.
Matthew Guttin is Chief Compliance Officer at Starwood Capital Group. The biography describes his prior legal practice and states that he earned a BA from the University of Rochester and a JD from Georgetown University Law Center.
No adviser firm registrations are on Matthew Guttin’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 2014 |
| Series 24 | General Securities Principal Examination | 30 December 2010 |
| Series 7 | General Securities Representative Examination | 22 November 2010 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Matthew Scott Guttin
- CRD
- 5801291
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Matthew Guttin work?
Matthew Guttin has been Chief Compliance Officer of Starwood Capital Group Management, L.L.C. since August 2010, and is a control person of the firm.
Does Matthew Guttin have a current investment-adviser registration?
Matthew Guttin has a current broker registration and no current investment-adviser registration.
What exams has Matthew Guttin passed?
Matthew Guttin has passed 5 licensing exams: the Series 7, Series 24, Series 63, Series 14 and Series 99TO. The earliest, the Series 7, was passed in November 2010. FINRA credited Matthew Guttin with the SIE, which began in October 2018.