Matthew Chotkowski has been Chief Compliance Officer of Alight Financial Advisors since February 2014, is a control person of the firm and directly owns under 5% of it.
Alight Financial Advisors, LLC is a Charlotte, NC firm with $35.1B under management, 195,957 clients and 60 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Matthew Chotkowski’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 December 2006 |
| Series 7 | General Securities Representative Examination | 8 November 2006 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Adam Chotkowski
- CRD
- 5233117
- Firm
- Alight Financial Advisors · CRD 158744
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Matthew Chotkowski work?
Matthew Chotkowski has been Chief Compliance Officer of Alight Financial Advisors, LLC since February 2014, and is a control person of the firm.
Does Matthew Chotkowski have a current investment-adviser registration?
Matthew Chotkowski has a current broker registration and no current investment-adviser registration.
What exams has Matthew Chotkowski passed?
Matthew Chotkowski has passed 5 licensing exams: the Series 7, Series 24, Series 14, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in November 2006. FINRA credited Matthew Chotkowski with the SIE, which began in October 2018.
Is Matthew Chotkowski registered with FINRA?
Yes. Matthew Chotkowski has a current broker registration, under CRD 5233117.
Source: FINRA BrokerCheck
How can I verify Matthew Chotkowski’s record?
Search CRD 5233117 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Chotkowski’s full registration record.