Jeremy Fritz has been Chief Executive Officer / Managing Member of Alight Financial Advisors since September 2013, is a control person of the firm and directly owns under 5% of it.
Alight Financial Advisors, LLC is a Charlotte, NC firm with $35.1B under management, 195,957 clients and 60 advisers in one office, as of its March 2026 filing.
Jeremy Fritz’s longest registration is the current one, 14 years at Alight Financial Advisors since 2012. Before joining Alight Financial Advisors in 2012, Jeremy Fritz was registered through Hewitt Financial Services LLC.
- – present · 14 yearsHuntersville, NC · Adviser representative · Firm CRD 158744
- Hewitt Financial Services LLC– · 4 yearsCharlotte, NC · Adviser representative · Firm CRD 36509
Investment adviser representative registrations
Jeremy Fritz is registered as an investment adviser representative in North Carolina, since January 2012.
- North CarolinaSince 19 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 7 January 2009 |
| Series 66 | Uniform Combined State Law Examination | 12 December 2006 |
| Series 4 | Registered Options Principal Examination | 19 July 2006 |
| Series 24 | General Securities Principal Examination | 28 June 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 June 2000 |
| Series 7 | General Securities Representative Examination | 25 May 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 November 1999 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeremy Jason Fritz
- CRD
- 3261871
- Firm
- Alight Financial Advisors · CRD 158744
- Role
- Chief Executive Officer / Managing Member
- Office
- Huntersville, NC
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeremy Fritz work?
Jeremy Fritz has been Chief Executive Officer / Managing Member of Alight Financial Advisors, LLC since September 2013, and is a control person of the firm.
Is Jeremy Fritz a financial advisor?
Yes. Jeremy Fritz has a current investment-adviser registration in North Carolina, through Alight Financial Advisors since January 2012.
How many years of experience does Jeremy Fritz have?
Jeremy Fritz has 26 years in the financial industry, since April 2000, across 2 adviser firms.
What exams has Jeremy Fritz passed?
Jeremy Fritz has passed 8 licensing exams: the Series 6, Series 7, Series 63, Series 24, Series 4, Series 66, Series 53 and Series 52TO. The earliest, the Series 6, was passed in November 1999. FINRA credited Jeremy Fritz with the SIE, which began in October 2018.
Where did Jeremy Fritz work before Alight Financial Advisors?
Before Alight Financial Advisors, Jeremy Fritz was registered through Hewitt Financial Services LLC, December 2006 to May 2011.
Where is Jeremy Fritz based?
Jeremy Fritz’s registered office is in Huntersville, NC.
Is Jeremy Fritz registered with FINRA?
Yes. Jeremy Fritz has a current broker registration, under CRD 3261871.
Source: FINRA BrokerCheck
How can I verify Jeremy Fritz’s record?
Search CRD 3261871 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeremy Fritz’s full registration record.