Mathew Moschovas has been an investment adviser representative at Laidlaw Wealth Management since February 2020, and is not listed among the firm’s executive officers or direct owners. Mathew Moschovas holds a BA in Finance from Montclair State University.
Laidlaw Wealth Management LLC is a New York, NY firm with $108M under management, 123 clients and 5 advisers across 4 offices, as of its April 2026 filing.
Matthew Moschovas is Managing Director of Capital Markets at Laidlaw Wealth Management. He provides capital-raising solutions for micro-cap to mid-cap companies, with a core focus on the healthcare sector. His experience covers IPOs, secondary offerings, PIPEs, private placements, bridge loans, reverse mergers and registered direct offerings.
- – present · 6 yearsNew York, NY · Adviser representative · Firm CRD 150040
Investment adviser representative registrations
Mathew Moschovas is registered as an investment adviser representative in New Jersey, since February 2020.
- New JerseySince 18 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 5 April 2025 |
| Series 66 | Uniform Combined State Law Examination | 27 January 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 August 2017 |
| Series 7 | General Securities Representative Examination | 21 July 2017 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mathew Telly Moschovas
- CRD
- 6607881
- Firm
- Laidlaw Wealth Management · CRD 150040
- Office
- 521 FIFTH AVE, 12TH FLOOR, New York, NY 10175
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- laidlawwealthmanagement.com
Where does Mathew Moschovas work?
Mathew Moschovas is an investment adviser representative registered through Laidlaw Wealth Management LLC since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mathew Moschovas a financial advisor?
Yes. Mathew Moschovas has a current investment-adviser registration in New Jersey, through Laidlaw Wealth Management since February 2020.
How many years of experience does Mathew Moschovas have?
Mathew Moschovas has 9 years in the financial industry, since July 2017, across 1 adviser firm.
What exams has Mathew Moschovas passed?
Mathew Moschovas has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in July 2017. FINRA credited Mathew Moschovas with the SIE, which began in October 2018.
Where is Mathew Moschovas based?
Mathew Moschovas’ registered office is in New York, NY.
Is Mathew Moschovas registered with FINRA?
Yes. Mathew Moschovas has a current broker registration, under CRD 6607881.
Source: FINRA BrokerCheck
How can I verify Mathew Moschovas’ record?
Search CRD 6607881 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mathew Moschovas’ full registration record.
