Arthur DaPonte has been CFO of Laidlaw Wealth Management since February 2025, is not listed as a control person, but directly owns under 5% of the firm. Arthur DaPonte studied at Pace University.
Laidlaw Wealth Management LLC is a New York, NY firm with $108M under management, 123 clients and 5 advisers across 4 offices, as of its April 2026 filing.
Arthur J. DaPonte is Chief Accounting Officer of Laidlaw Wealth Management, a role he has held since joining the firm in 2023. Before joining Laidlaw he was a Senior Manager at a national CPA firm headquartered in New York City. He has led teams through audit, tax and attestation processes for over 20 years, working predominantly in financial services.
No adviser firm registrations are on Arthur DaPonte’s record.
Professional designations
Listed by Laidlaw Wealth Management
- Certified Fraud Examiner (CFE)
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 3 April 2026 |
| Series 27 | Financial and Operations Principal Examination | 9 May 2025 |
| Series 7TO | General Securities Representative Examination | 27 June 2024 |
| SIE | Securities Industry Essentials Examination | 29 December 2023 |
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Arthur Jarrod DaPonte
- CRD
- 7801577
- Firm
- Laidlaw Wealth Management · CRD 150040
- Role
- CFO
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- laidlawwealthmanagement.com
Where does Arthur DaPonte work?
Arthur DaPonte has been CFO of Laidlaw Wealth Management LLC since February 2025.
Does Arthur DaPonte have a current investment-adviser registration?
Arthur DaPonte has a current broker registration and no current investment-adviser registration.
What exams has Arthur DaPonte passed?
Arthur DaPonte has passed 4 licensing exams: the SIE, Series 7TO, Series 27 and Series 24. The earliest, the SIE, was passed in December 2023.
Is Arthur DaPonte registered with FINRA?
Yes. Arthur DaPonte has a current broker registration, under CRD 7801577.
Source: FINRA BrokerCheck
How can I verify Arthur DaPonte’s record?
Search CRD 7801577 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Arthur DaPonte’s full registration record.