Mathew Mellier has been Managing Partner/Chief Compliance Officer of Hardworking Capital Advisors since July 2021, is a control person of the firm and directly owns under 5% of it.
Hardworking Capital Advisors, LLC is a Palm Desert, CA firm with $206M under management, 284 clients and 2 advisers across 3 offices, as of its March 2026 filing.
Mathew Mellier’s longest registration is the current one, 11 years at Hardworking Capital Advisors since 2015. Before joining Hardworking Capital Advisors in 2015, Mathew Mellier was registered through Girard Securities, Inc. and Mogul Wealth Management, Inc.
- Cetera Advisor Networks LLC– · 1 yearPalm Desert, CA · Adviser representative · Firm CRD 13572
- – present · 11 yearsPalm Desert, CA · Adviser representative · Firm CRD 226760
- Girard Securities, Inc.– · 3 yearsPalm Desert, CA · Adviser representative · Firm CRD 18697
- Mogul Wealth Management, Inc.– · 2 yearsManhattan Beach, CA · Adviser representative · Firm CRD 144711
Investment adviser representative registrations
Mathew Mellier is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in September 2015.
- CaliforniaSince 2 September 2015
- TexasResidentSince 4 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 April 2013 |
| Series 24 | General Securities Principal Examination | 2 September 2000 |
| Series 4 | Registered Options Principal Examination | 19 November 1999 |
| Series 55 | Limited Representative-Equity Trader Exam | 14 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 1998 |
| Series 7 | General Securities Representative Examination | 30 December 1997 |
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mathew Alex Mellier
- CRD
- 2977040
- Firm
- Hardworking Capital Advisors · CRD 226760
- Role
- Managing Partner/Chief Compliance Officer
- Office
- 34220 GATEWAY DRIVE, SUITE 120, Palm Desert, CA 92211
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mathew Mellier work?
Mathew Mellier has been Managing Partner/Chief Compliance Officer of Hardworking Capital Advisors, LLC since July 2021, and is a control person of the firm.
Is Mathew Mellier a financial advisor?
Yes. Mathew Mellier has a current investment-adviser registration in California and Texas, through Hardworking Capital Advisors since September 2015.
How many years of experience does Mathew Mellier have?
Mathew Mellier has 25 years in the financial industry, since October 2001, across 4 adviser firms.
What exams has Mathew Mellier passed?
Mathew Mellier has passed 7 licensing exams: the Series 7, Series 63, Series 55, Series 4, Series 24, Series 66 and Series 57TO. The earliest, the Series 7, was passed in December 1997. FINRA credited Mathew Mellier with the SIE, which began in October 2018.
Where is Mathew Mellier based?
Mathew Mellier’s registered office is in Palm Desert, CA.
Is Mathew Mellier registered with FINRA?
Yes. Mathew Mellier has a current broker registration, under CRD 2977040.
Source: FINRA BrokerCheck
How can I verify Mathew Mellier’s record?
Search CRD 2977040 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mathew Mellier’s full registration record.