Mary Sigler has been Chief Compliance Officer of Tarbox Family Office since January 2016, is a control person of the firm and directly owns between 5% and 10% of it.
Tarbox Family Office, Inc. is a Newport Beach, CA firm with $954M under management, 230 clients and 6 advisers in one office, as of its March 2026 filing.
Mary Sigler’s longest registration is the current one, 12 years at Tarbox Family Office since 2014. Before joining Tarbox Family Office in 2014, Mary Sigler was registered through Oakwood Capital Management LLC.
- Tarbox Family Office, Inc.Current– present · 12 yearsNewport Beach, CA · Adviser representative · Firm CRD 106079
- Oakwood Capital Management LLC– · under a yearLong Beach, CA · Adviser representative · Firm CRD 108080
Investment adviser representative registrations
Mary Sigler is registered as an investment adviser representative in California, since February 2014.
- CaliforniaSince 21 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 December 1992 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mary Elizabeth Sigler
- CRD
- 2280110
- Firm
- Tarbox Family Office · CRD 106079
- Role
- Chief Compliance Officer
- Office
- 500 NEWPORT CENTER DRIVE, STE 500, Newport Beach, CA 92660
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Mary Sigler work?
Mary Sigler has been Chief Compliance Officer of Tarbox Family Office, Inc. since January 2016, and is a control person of the firm.
Is Mary Sigler a financial advisor?
Yes. Mary Sigler has a current investment-adviser registration in California, through Tarbox Family Office since February 2014.
How many years of experience does Mary Sigler have?
Mary Sigler has 12 years in the financial industry, since January 2014, across 2 adviser firms.
What exams has Mary Sigler passed?
Mary Sigler has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in December 1992.
Where did Mary Sigler work before Tarbox Family Office?
Before Tarbox Family Office, Mary Sigler was registered through Oakwood Capital Management LLC, February 2008 to March 2008.
Where is Mary Sigler based?
Mary Sigler’s registered office is in Newport Beach, CA.
Is Mary Sigler registered with FINRA?
No. Mary Sigler has no current broker registration.
How can I verify Mary Sigler’s record?
Search CRD 2280110 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mary Sigler’s full registration record.
