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Mary Capasso

Executive Vice President, Chief Operating Officer, General Counsel, Director at PPM America

Officer record from the firm’s Form ADVForm ADV filed 29 May 2026

Mary Capasso is Executive Vice President, Chief Operating Officer, General Counsel, Director of PPM America, Inc., a Chicago investment adviser.

Role at PPM America

Title on Schedule A
Executive Vice President, Chief Operating Officer, General Counsel, Director
Control
Mary Capasso is a control person of PPM America.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mary Capasso has held the filed role since January 2021.

The firm

PPM America, Inc.
Chicago, IL

Form ADV filed 29 May 2026

$93.8B AUM46 clients117 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Mary Capasso is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Mary Capasso
CRD
2382462
Firm
PPM America, Inc.
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Mary Capasso is an executive vice president, chief operating officer and general counsel at PPM America, Inc. She oversees portfolio services, information technology, legal and compliance, marketing and communications, project management, and human resources. Since June 2018 she has served as PPM’s general counsel. Before joining PPM in 2015, she served as assistant general counsel at Harris Associates; previously she held positions at UBS Global Asset Management and Bell, Boyd & Lloyd. Mary earned a JD from Chicago-Kent College of Law and a bachelor’s degree in accounting from Elmhurst College. Official biography — Mary Capasso

Education

Common questions

Where does Mary Capasso work?

Mary Capasso has been Executive Vice President, Chief Operating Officer, General Counsel, Director of PPM America, Inc. since January 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 May 2026

Leadership at PPM America

Sources

  1. IAPD individual lookup, CRD 2382462. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of PPM America, Inc., filed 29 May 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mary Capasso or PPM America, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.