Marshall Goins has been President, Chief Compliance Officer of Clarion Advisors since December 2012, is a control person of the firm and directly owns 75% or more of it.
Clarion Advisors Inc. is an Auburn, CA firm with $134M under management, 632 clients and 1 adviser across 2 offices, as of its April 2026 filing.
Marshall Goins’ longest registration is the current one, 13 years at Clarion Advisors since 2013. Before joining Clarion Advisors in 2013, Marshall Goins was registered through Mason Morgan Investments, LLC.
- Clarion Advisors Inc.Current– present · 13 yearsAuburn, CA · Adviser representative · Firm CRD 131081
- Mason Morgan Investments, LLC– · 6 yearsAuburn, CA · Adviser representative · Firm CRD 163968
Investment adviser representative registrations
Marshall Goins is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from March 2013; the most recent is Tennessee, in May 2023.
- ArizonaSince 17 May 2023
- CaliforniaSince 26 March 2013
- TennesseeSince 22 May 2023
- TexasResidentSince 13 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 April 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 May 2007 |
| Series 7 | General Securities Representative Examination | 10 May 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marshall Dean Goins
- CRD
- 5332818
- Firm
- Clarion Advisors · CRD 131081
- Role
- President, Chief Compliance Officer
- Office
- 1519 LINCOLN WAY, Auburn, CA 95603
- Registration
- Investment adviser registration
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Marshall Goins work?
Marshall Goins has been President, Chief Compliance Officer of Clarion Advisors Inc. since December 2012, and is a control person of the firm.
Is Marshall Goins a financial advisor?
Yes. Marshall Goins has a current investment-adviser registration in Arizona, California, Tennessee and Texas, through Clarion Advisors since March 2013.
How many years of experience does Marshall Goins have?
Marshall Goins has 14 years in the financial industry, since May 2012, across 2 adviser firms.
What exams has Marshall Goins passed?
Marshall Goins has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in May 2007.
Where is Marshall Goins based?
Marshall Goins’ registered office is in Auburn, CA.
Is Marshall Goins registered with FINRA?
No. Marshall Goins has no current broker registration.
How can I verify Marshall Goins’ record?
Search CRD 5332818 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marshall Goins’ full registration record.