Mark Winston has been an investment adviser representative at Wellspring Wealth Management since February 2017, and is not listed among the firm’s executive officers or direct owners.
Wellspring Wealth Management LLC is an Alpharetta, GA firm with $585M under management, 262 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Mark Winston’s longest registration is the current one, 16 years at LPL Financial LLC since 2010. Before joining Wellspring Wealth Management in 2017, Mark Winston was registered through Planmark Capital Management, LLC.
- – present · 9 yearsAlpharetta, GA · Adviser representative · Firm CRD 134834
- Planmark Capital Management, LLC– · 4 yearsAlpharetta, GA · Adviser representative · Firm CRD 126158
- LPL Financial LLCAlso current– present · 16 yearsAlpharetta, GA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Mark Winston is registered as an investment adviser representative in Georgia, since March 2010.
- GeorgiaSince 19 March 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 March 2010 |
| Series 7 | General Securities Representative Examination | 3 March 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Howell Winston
- CRD
- 1996412
- Firm
- Wellspring Wealth Management · CRD 134834
- Office
- 11720 Amber Park Drive, Suite 150, Alpharetta, GA 30009
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Winston work?
Mark Winston is an investment adviser representative registered through Wellspring Wealth Management LLC since February 2017, and is not listed among the firm’s executive officers or direct owners.
Is Mark Winston a financial advisor?
Yes. Mark Winston has a current investment-adviser registration in Georgia, through Wellspring Wealth Management since February 2017.
How many years of experience does Mark Winston have?
Mark Winston has 16 years in the financial industry, since March 2010, across 3 adviser firms.
What exams has Mark Winston passed?
Mark Winston has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2010. FINRA credited Mark Winston with the SIE, which began in October 2018.
Where did Mark Winston work before Wellspring Wealth Management?
Before Wellspring Wealth Management, Mark Winston was registered through Planmark Capital Management, LLC, January 2013 to January 2017.
Where is Mark Winston based?
Mark Winston’s registered office is in Alpharetta, GA.
Is Mark Winston registered with FINRA?
Yes. Mark Winston has a current broker registration, under CRD 1996412.
Source: FINRA BrokerCheck
How can I verify Mark Winston’s record?
Search CRD 1996412 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Winston’s full registration record.
