Valeri Bishop has been Chief Compliance Officer of Wellspring Wealth Management since March 2021, is a control person of the firm and directly owns under 5% of it.
Wellspring Wealth Management LLC is an Alpharetta, GA firm with $585M under management, 262 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Valeri Bishop’s longest registration was 13 years at Charles Schwab & Co., Inc. (2003–2016). Before joining Wellspring Wealth Management in 2018, Valeri Bishop was registered through E*trade Capital Management, LLC and Charles Schwab & Co., Inc.
- – present · 8 yearsAlpharetta, GA · Adviser representative · Firm CRD 134834
- LPL Financial LLCAlso current– present · 8 yearsAlpharetta, GA · Adviser representative · Firm CRD 6413
- E*trade Capital Management, LLC– · 1 yearAlpharetta, GA · Adviser representative · Firm CRD 42159
- Charles Schwab & Co., Inc.– · 13 yearsAtlanta, GA · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Valeri Bishop is registered as an investment adviser representative in Georgia, since April 2018.
- GeorgiaSince 24 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 2 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 1993 |
| Series 7 | General Securities Representative Examination | 14 December 1993 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Valeri Jan Bishop
- CRD
- 2408291
- Firm
- Wellspring Wealth Management · CRD 134834
- Role
- Chief Compliance Officer
- Office
- 11720 Amber Park Drive, Suite 150, Alpharetta, GA 30009
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Valeri Bishop work?
Valeri Bishop has been Chief Compliance Officer of Wellspring Wealth Management LLC since March 2021, and is a control person of the firm.
Is Valeri Bishop a financial advisor?
Yes. Valeri Bishop has a current investment-adviser registration in Georgia, through Wellspring Wealth Management since May 2018.
How many years of experience does Valeri Bishop have?
Valeri Bishop has 31 years in the financial industry, since February 1995, across 4 adviser firms.
What exams has Valeri Bishop passed?
Valeri Bishop has passed 5 licensing exams: the Series 7, Series 63, Series 8, Series 10 and Series 9. The earliest, the Series 7, was passed in December 1993. FINRA credited Valeri Bishop with the SIE, which began in October 2018.
Where did Valeri Bishop work before Wellspring Wealth Management?
Before Wellspring Wealth Management, Valeri Bishop was registered through E*trade Capital Management, LLC, August 2016 to September 2017; Charles Schwab & Co., Inc., March 2003 to April 2016.
Where is Valeri Bishop based?
Valeri Bishop’s registered office is in Alpharetta, GA.
Is Valeri Bishop registered with FINRA?
Yes. Valeri Bishop has a current broker registration, under CRD 2408291.
Source: FINRA BrokerCheck
How can I verify Valeri Bishop’s record?
Search CRD 2408291 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Valeri Bishop’s full registration record.
