Mark Tracy has been Chief Compliance Officer of Enduring Wealth Advisors since March 2023, is a control person of the firm and directly owns under 5% of it. Mark Tracy holds a Master of Business Administration from California State University, Fullerton.
Enduring Wealth Advisors, LLC is a Temecula, CA firm with $123M under management, 228 clients and 3 advisers in one office, as of its March 2026 filing.
Mark R Tracy is President & Wealth Advisor of Enduring Wealth Advisors, based in Temecula, California. He joined the firm in January 2012 and became registered in March 2013. In 2016 he took on the role of Financial Advisor.
Mark Tracy’s longest registration is the current one, 13 years at LPL Financial LLC since 2013.
- Enduring Wealth AdvisorsCurrent– present · 3 yearsTemecula, CA · Adviser representative · Firm CRD 323320
- LPL Financial LLCAlso current– present · 13 yearsManhattan Beach, CA · Adviser representative and broker · Firm CRD 6413
Professional designations
Listed by Enduring Wealth Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Mark Tracy is registered as an investment adviser representative in California, since April 2023.
- CaliforniaSince 3 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 March 2013 |
| Series 7 | General Securities Representative Examination | 4 March 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Ronald Tracy
- CRD
- 6021317
- Firm
- Enduring Wealth Advisors · CRD 323320
- Role
- Chief Compliance Officer
- Office
- 27555 YNEZ ROAD, SUITE 212, Temecula, CA 92591
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- enduringwealth.com
Where does Mark Tracy work?
Mark Tracy has been Chief Compliance Officer of Enduring Wealth Advisors, LLC since March 2023, and is a control person of the firm.
Is Mark Tracy a financial advisor?
Yes. Mark Tracy has a current investment-adviser registration in California, through Enduring Wealth Advisors since April 2023.
How many years of experience does Mark Tracy have?
Mark Tracy has 13 years in the financial industry, since March 2013, across 2 adviser firms.
What exams has Mark Tracy passed?
Mark Tracy has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2013. FINRA credited Mark Tracy with the SIE, which began in October 2018.
Where is Mark Tracy based?
Mark Tracy’s registered office is in Temecula, CA.
Is Mark Tracy registered with FINRA?
Yes. Mark Tracy has a current broker registration, under CRD 6021317.
Source: FINRA BrokerCheck
Is Mark Tracy a CFP?
Enduring Wealth Advisors lists Mark Tracy with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Mark Tracy’s record?
Search CRD 6021317 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Tracy’s full registration record.
