Mark Torres has been Chief Compliance Officer and Advisor of Mayfield Advisors since June 2022, is a control person of the firm and directly owns under 5% of it.
Mayfield Advisors, Inc. is a Palo Alto, CA firm with $143M under management, 40 clients and 4 advisers in one office, as of its March 2026 filing.
Mark Torres’ longest registration is the current one, 5 years at Mayfield Advisors since 2020. Before joining Mayfield Advisors in 2020, Mark Torres was registered through Morgan Stanley.
- Mayfield Advisors, Inc.Current– present · 5 yearsPalo Alto, CA · Adviser representative · Firm CRD 144072
- Morgan Stanley– · 1 yearGilbert, AZ · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Mark Torres is registered as an investment adviser representative in California, since October 2020.
- CaliforniaSince 27 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 November 2016 |
| Series 7 | General Securities Representative Examination | 18 November 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Santa Maria Torres
- CRD
- 6721304
- Firm
- Mayfield Advisors · CRD 144072
- Role
- Chief Compliance Officer and Advisor
- Office
- 438 CAMBRIDGE AVENUE, SUITE 100, Palo Alto, CA 94306-1404
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Torres work?
Mark Torres has been Chief Compliance Officer and Advisor of Mayfield Advisors, Inc. since June 2022, and is a control person of the firm.
Is Mark Torres a financial advisor?
Yes. Mark Torres has a current investment-adviser registration in California, through Mayfield Advisors since October 2020.
How many years of experience does Mark Torres have?
Mark Torres has 9 years in the financial industry, since February 2017, across 2 adviser firms.
What exams has Mark Torres passed?
Mark Torres has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 2016. FINRA credited Mark Torres with the SIE, which began in October 2018.
Where did Mark Torres work before Mayfield Advisors?
Before Mayfield Advisors, Mark Torres was registered through Morgan Stanley, May 2019 to July 2020.
Where is Mark Torres based?
Mark Torres’ registered office is in Palo Alto, CA.
Is Mark Torres registered with FINRA?
No. Mark Torres has no current broker registration.
How can I verify Mark Torres’ record?
Search CRD 6721304 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Torres’ full registration record.
