Mark Spielberger is a control person of Spielberger & Brooks and directly owns between 50% and 75% of it. Mark Spielberger holds a B.S. from New York University and an M.B.A. in Taxation and Investments and Securities from New York University.
Spielberger & Brooks is an investment adviser based in Woodbury, NY, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $474 million, as filed on 10 September 2026. Its fees, ownership and offices are on the firm’s profile.
Mark Spielberger is President & CEO of Spielberger & Brooks Wealth Management, Inc. Before starting the firm, Mr. Spielberger created and was President of Spielberger Dampf Brill & Levine LLC for over 11 years. Earlier, Mr. Spielberger was named Director in charge of the Private Advisory Services Group at the Chase Manhattan Private Bank for over 15 years, and before that began the Personal Financial Planning Program at Shearson Loeb Rhoades.
- CRD
- 815365
- Firm
- Spielberger & Brooks · CRD 147197
- Role
- CEO & President
- In role since
- April 2008 · 18 years
- Control person
- Yes
- Direct ownership
- 50% to 75%
- Firm headquarters
- Woodbury, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- spielbergerbrooks.com
Where does Mark Spielberger work?
Mark Spielberger has been CEO & President of Spielberger & Brooks, Inc. since April 2008, and is a control person of the firm.
How can I verify Mark Spielberger’s record?
Mark Spielberger’s role is listed on Spielberger & Brooks, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 147197.
