Craig Brooks is a control person of Spielberger & Brooks and directly owns between 25% and 50% of it. Craig Brooks holds a BBA from The George Washington University and an MBA in Finance from Hofstra University.
Spielberger & Brooks is an investment adviser based in Woodbury, NY, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $474 million, as filed on 10 September 2026. Its fees, ownership and offices are on the firm’s profile.
Craig Brooks is Managing Partner of Spielberger & Brooks Wealth Management, Inc. Before becoming a partner in the firm, Craig was President of Craig Brooks Consulting, Inc. He also had two years of work experience at MCI Center in the Public Relations offices of the Washington Wizards of the National Basketball Association.
- CRD
- 4559802
- Firm
- Spielberger & Brooks · CRD 147197
- Role
- Managing Director & CCO
- In role since
- January 2012 · 14 years
- Control person
- Yes
- Direct ownership
- 25% to 50%
- Firm headquarters
- Woodbury, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- spielbergerbrooks.com
Where does Craig Brooks work?
Craig Brooks has been Managing Director & CCO of Spielberger & Brooks, Inc. since January 2012, and is a control person of the firm.
How can I verify Craig Brooks’ record?
Craig Brooks’ role is listed on Spielberger & Brooks, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 147197.
