Mark Schreiber has been an investment adviser representative at Transce3nd since October 2022, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Mark Schreiber is Senior Partner of e3 Wealth, based in St. Louis, Missouri. He draws on 30-plus years of public accounting and tax experience. Since 2018 he has focused on investment management and tax planning for families and small businesses.
Mark Schreiber’s longest registration was 17 years at Cetera Investment Advisers LLC (1998–2015). Before joining Transce3nd in 2022, Mark Schreiber was registered through Ae Wealth Management, LLC and Kalos Management.
- Ae Wealth Management, LLC– · under a yearKirkwood, MO · Adviser representative · Firm CRD 282580
- Kalos Management– · 5 yearsSunset Hills, MO · Adviser representative · Firm CRD 133025
- National Planning Corporation ("NPC of America" in FL & NY)– · 2 yearsSt. Louis, MO · Adviser representative · Firm CRD 29604
- Cetera Investment Advisers LLC– · 17 yearsKirkwood, MO · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Mark Schreiber is registered as an investment adviser representative in 2 states. Each was approved in October 2022.
- MissouriSince 17 October 2022
- TexasSince 17 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 May 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 October 1996 |
| Series 7 | General Securities Representative Examination | 5 September 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Charles Schreiber
- CRD
- 2788289
- Firm
- Transce3nd · CRD 317745
- Office
- 906 S KIRKWOOD ROAD, Kirkwood, MO 63122
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- e3wealth.com
Where does Mark Schreiber work?
Mark Schreiber is an investment adviser representative registered through Transce3nd LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Mark Schreiber a financial advisor?
Yes. Mark Schreiber has a current investment-adviser registration in Missouri and Texas, through Transce3nd since October 2022.
How many years of experience does Mark Schreiber have?
Mark Schreiber has 30 years in the financial industry, since September 1996, across 5 adviser firms.
What exams has Mark Schreiber passed?
Mark Schreiber has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1996. FINRA credited Mark Schreiber with the SIE, which began in October 2018.
Where did Mark Schreiber work before Transce3nd?
Before Transce3nd, Mark Schreiber was registered through Kalos Management, July 2017 to August 2022; National Planning Corporation ("NPC of America" in FL & NY), April 2015 to July 2017; Cetera Investment Advisers LLC, March 1998 to May 2015.
Where is Mark Schreiber based?
Mark Schreiber’s registered office is in Kirkwood, MO.
Is Mark Schreiber registered with FINRA?
Yes. Mark Schreiber has a current broker registration, under CRD 2788289.
Source: FINRA BrokerCheck
How can I verify Mark Schreiber’s record?
Search CRD 2788289 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Schreiber’s full registration record.
