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Mark Polemeni

Chief Compliance Officer, Senior Deputy General Counsel at Balyasny Asset Management

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Mark Polemeni is Chief Compliance Officer, Senior Deputy General Counsel of Balyasny Asset Management L.P., a Chicago investment adviser managing $248B. Mark Polemeni has passed 5 licensing exams.

Role at Balyasny Asset Management

Title on Schedule A
Chief Compliance Officer, Senior Deputy General Counsel
Control
Mark Polemeni is a control person of Balyasny Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Polemeni has held the filed role since October 2025.

The firm

Balyasny Asset Management L.P.
Chicago, IL

Form ADV filed 30 June 2026

$248B AUM48 clients1,026 advisers35 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 and Series 99TO · 2023
  2. Passed Series 7, Series 24 and SIE · 2018

Registrations and exams

No current adviser or broker registration. Mark Polemeni has passed 5 qualifying exams.

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
Series 247 May 2018
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 728 March 2018
Name
General Securities Representative Examination

Individual record

Full name
Mark Andrew Polemeni
CRD
5070584
Firm
Balyasny Asset Management L.P.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mark Polemeni work?

Mark Polemeni has been Chief Compliance Officer, Senior Deputy General Counsel of Balyasny Asset Management L.P. since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 June 2026

Does Mark Polemeni have a current investment-adviser registration?

Mark Polemeni has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Mark Polemeni passed?

Mark Polemeni has passed 5 licensing exams: the Series 7, Series 24, SIE, Series 14 and Series 99TO. The earliest, the Series 7, was passed in March 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Balyasny Asset Management

Sources

  1. IAPD individual record, CRD 5070584. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Balyasny Asset Management L.P., filed 30 June 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Polemeni or Balyasny Asset Management L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.