Mark Millar has been an investment adviser representative at Symphony Financial Services since June 2020, and is not listed among the firm’s executive officers or direct owners. Mark Millar holds a Bachelor's degree in Business Administration with a major in Finance from The Ohio State University.
Symphony Financial Services, Inc. is an Akron, OH firm with $429M under management, 641 clients and 7 advisers across 2 offices, as of its February 2026 filing.
Mark K. Millar is an Investment Advisor Representative of Symphony Financial Services, Inc., based in Akron, Ohio. He has more than 30 years of experience in the financial services industry. He began his career as a financial advisor with E.F. Hutton and joined Symphony Financial Services in 2020.
Mark Millar’s longest registration was 11 years at Robert W. Baird & Co. Incorporated (2004–2016). Before joining Symphony Financial Services in 2020, Mark Millar was registered through LPL Financial LLC and Wells Fargo Clearing Services, LLC.
- – present · 6 yearsAkron, OH · Adviser representative · Firm CRD 125058
- LPL Financial LLC– · 2 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Wells Fargo Clearing Services, LLC– · 3 yearsAkron, OH · Adviser representative · Firm CRD 19616
- Robert W. Baird & Co. Incorporated– · 11 yearsAkron, OH · Adviser representative · Firm CRD 8158
- Wachovia Securities, LLC– · 5 yearsAkron, OH · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Mark Millar is registered as an investment adviser representative in Ohio, since June 2020.
- OhioSince 10 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 1996 |
| Series 3 | National Commodity Futures Examination | 22 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 1986 |
| Series 7 | General Securities Representative Examination | 21 December 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark K Millar
- CRD
- 1439121
- Firm
- Symphony Financial Services · CRD 125058
- Office
- 4100 EMBASSY PARKWAY, SUITE 100, Akron, OH 44333
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- symphony-financial.com
Where does Mark Millar work?
Mark Millar is an investment adviser representative registered through Symphony Financial Services, Inc. since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mark Millar a financial advisor?
Yes. Mark Millar has a current investment-adviser registration in Ohio, through Symphony Financial Services since June 2020.
How many years of experience does Mark Millar have?
Mark Millar has 40 years in the financial industry, since December 1985, across 4 adviser firms.
What exams has Mark Millar passed?
Mark Millar has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in December 1985. FINRA credited Mark Millar with the SIE, which began in October 2018.
Where did Mark Millar work before Symphony Financial Services?
Before Symphony Financial Services, Mark Millar was registered through Wells Fargo Clearing Services, LLC, August 2016 to May 2020; Robert W. Baird & Co. Incorporated, October 2004 to September 2016; Wachovia Securities, LLC, May 1999 to November 2004.
Where is Mark Millar based?
Mark Millar’s registered office is in Akron, OH.
Is Mark Millar registered with FINRA?
Yes. Mark Millar has a current broker registration, under CRD 1439121.
Source: FINRA BrokerCheck
How can I verify Mark Millar’s record?
Search CRD 1439121 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Millar’s full registration record.