Mark McAuley has been an investment adviser representative at Great Oak Capital Partners since February 2019, and is not listed among the firm’s executive officers or direct owners.
Great Oak Capital Partners, LLC is a South Easton, MA firm with $478M under management, 591 clients and 5 advisers across 3 offices, as of its April 2026 filing.
Mark McAuley’s longest registration is the current one, 7 years at Great Oak Capital Partners since 2019. Before joining Great Oak Capital Partners in 2019, Mark McAuley was registered through MDM Financial Strategies and Equitytrust.
- – present · 7 yearsSouth Easton, MA · Adviser representative · Firm CRD 281045
- MDM Financial Strategies– · 7 yearsRaynham, MA · Adviser representative · Firm CRD 165653
- Equitytrust– · 1 yearRaynham, MA · Adviser representative · Firm CRD 127412
Investment adviser representative registrations
Mark McAuley is registered as an investment adviser representative in Massachusetts, since February 2019.
- MassachusettsSince 11 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mark David McAuley
- CRD
- 5977054
- Firm
- Great Oak Capital Partners · CRD 281045
- Office
- 105R DEPOT STREET, SUITE 5, South Easton, MA 02375
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark McAuley work?
Mark McAuley is an investment adviser representative registered through Great Oak Capital Partners, LLC since February 2019, and is not listed among the firm’s executive officers or direct owners.
Is Mark McAuley a financial advisor?
Yes. Mark McAuley has a current investment-adviser registration in Massachusetts, through Great Oak Capital Partners since February 2019.
How many years of experience does Mark McAuley have?
Mark McAuley has 15 years in the financial industry, since October 2011, across 3 adviser firms.
What exams has Mark McAuley passed?
Mark McAuley passed the Series 65 in August 2011.
Where did Mark McAuley work before Great Oak Capital Partners?
Before Great Oak Capital Partners, Mark McAuley was registered through Equitytrust, October 2011 to March 2013.
Where is Mark McAuley based?
Mark McAuley’s registered office is in South Easton, MA.
Is Mark McAuley registered with FINRA?
No. Mark McAuley has no current broker registration.
How can I verify Mark McAuley’s record?
Search CRD 5977054 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark McAuley’s full registration record.