John Noonan has been Principal and Chief Compliance Officer of Great Oak Capital Partners since July 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Great Oak Capital Partners, LLC is a South Easton, MA firm with $478M under management, 591 clients and 5 advisers across 3 offices, as of its April 2026 filing.
John Noonan’s longest registration is the current one, 11 years at Great Oak Capital Partners since 2015. Before joining Great Oak Capital Partners in 2015, John Noonan was registered through Lincoln Financial Advisors Corporation and Lincoln Financial Securities Corporation.
- – present · 11 yearsSouth Easton, MA · Adviser representative · Firm CRD 281045
- Lincoln Financial Advisors Corporation– · 6 yearsWaltham, MA · Adviser representative · Firm CRD 3978
- Lincoln Financial Securities Corporation– · 3 yearsWaltham, MA · Adviser representative · Firm CRD 3870
Investment adviser representative registrations
John Noonan is registered as an investment adviser representative in 2 states. The first approvals date from September 2015; the most recent is Florida, in December 2015.
- FloridaSince 14 December 2015
- MassachusettsSince 29 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 April 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 May 2000 |
| Series 7 | General Securities Representative Examination | 27 April 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Russell Noonan
- CRD
- 4163170
- Firm
- Great Oak Capital Partners · CRD 281045
- Role
- Principal and Chief Compliance Officer
- Office
- 105R DEPOT STREET, SUITE 5, South Easton, MA 02375
- Registration
- Investment adviser registration
- In the industry since
- July 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does John Noonan work?
John Noonan has been Principal and Chief Compliance Officer of Great Oak Capital Partners, LLC since July 2015, and is a control person of the firm.
Is John Noonan a financial advisor?
Yes. John Noonan has a current investment-adviser registration in Florida and Massachusetts, through Great Oak Capital Partners since September 2015.
How many years of experience does John Noonan have?
John Noonan has 21 years in the financial industry, since July 2005, across 3 adviser firms.
What exams has John Noonan passed?
John Noonan has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 2000. FINRA credited John Noonan with the SIE, which began in October 2018.
Where did John Noonan work before Great Oak Capital Partners?
Before Great Oak Capital Partners, John Noonan was registered through Lincoln Financial Securities Corporation, July 2005 to May 2009.
Where is John Noonan based?
John Noonan’s registered office is in South Easton, MA.
Is John Noonan registered with FINRA?
No. John Noonan has no current broker registration.
How can I verify John Noonan’s record?
Search CRD 4163170 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Noonan’s full registration record.