Mark Mayfield has been an investment adviser representative at Professional Financial Advisors since September 2020, and is not listed among the firm’s executive officers or direct owners.
Professional Financial Advisors, LLC is a North Platte, NE firm with $770M under management, 3,345 clients and 7 advisers across 4 offices, as of its June 2026 filing.
Mark Mayfield’s longest registration is the current one, 6 years at Professional Financial Advisors since 2020. Before joining Professional Financial Advisors in 2020, Mark Mayfield was registered through LPL Financial LLC and Securities America Advisors, Inc.
- – present · 6 yearsNorth Platte, NE · Adviser representative · Firm CRD 173719
- LPL Financial LLC– · under a yearLincoln, NE · Adviser representative · Firm CRD 6413
- Securities America Advisors, Inc.– · 1 yearLincoln, NE · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Mark Mayfield is registered as an investment adviser representative in Nebraska, since September 2020.
- NebraskaSince 17 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 September 2018 |
| Series 7 | General Securities Representative Examination | 2 July 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Allan Mayfield
- CRD
- 6735339
- Firm
- Professional Financial Advisors · CRD 173719
- Office
- 1400 S DEWEY ST, SUITE 300, North Platte, NE 69101-5311
- Registration
- Investment adviser registration
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Mayfield work?
Mark Mayfield is an investment adviser representative registered through Professional Financial Advisors, LLC since September 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mark Mayfield a financial advisor?
Yes. Mark Mayfield has a current investment-adviser registration in Nebraska, through Professional Financial Advisors since September 2020.
How many years of experience does Mark Mayfield have?
Mark Mayfield has 8 years in the financial industry, since July 2018, across 3 adviser firms.
What exams has Mark Mayfield passed?
Mark Mayfield has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2018. FINRA credited Mark Mayfield with the SIE, which began in October 2018.
Where did Mark Mayfield work before Professional Financial Advisors?
Before Professional Financial Advisors, Mark Mayfield was registered through LPL Financial LLC, April 2020 to August 2020; Securities America Advisors, Inc., September 2018 to April 2020.
Where is Mark Mayfield based?
Mark Mayfield’s registered office is in North Platte, NE.
Is Mark Mayfield registered with FINRA?
No. Mark Mayfield has no current broker registration.
How can I verify Mark Mayfield’s record?
Search CRD 6735339 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Mayfield’s full registration record.
