Mark Massey has been an investment adviser representative at Capital Square since January 2017, and is not listed among the firm’s executive officers or direct owners. Mark Massey holds a JD from Cecil C. Humphreys School of Law, University of Memphis and an MBA from the University of Memphis. Mark Massey studied BSBA in Finance and Banking at the University of Arkansas.
Capital Square, LLC is an Athens, TN firm with $450M under management, 715 clients and 11 advisers across 7 offices, as of its August 2026 filing.
Mark Massey is Financial Advisor and Portfolio Manager at Capital Square, LLC. He joined the firm upon its formation in January 2017 and was previously with Bellwether Investment Group, LLC after beginning his advisory career at UBS Financial Services in 2010. His focus is on asset management.
Mark Massey’s longest registration is the current one, 9 years at Capital Square since 2017. Before joining Capital Square in 2017, Mark Massey was registered through Bellwether Investment Group, LLC and UBS Financial Services Inc.
- Capital Square, LLCCurrent– present · 9 yearsLittle Rock, AR · Adviser representative · Firm CRD 286098
- Bellwether Investment Group, LLC– · 2 yearsLittle Rock, AR · Adviser representative · Firm CRD 148114
- UBS Financial Services Inc.– · 3 yearsMemphis, TN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Mark Massey is registered as an investment adviser representative in Arkansas, since January 2017.
- ArkansasSince 9 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 January 2011 |
| Series 7 | General Securities Representative Examination | 10 December 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Parmer Massey
- CRD
- 5862535
- Firm
- Capital Square · CRD 286098
- Office
- 415 N. McKinley Ste 280R, Plaza West Bldg, Little Rock, AR 72205
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capitalsquare.biz
Where does Mark Massey work?
Mark Massey is an investment adviser representative registered through Capital Square, LLC since January 2017, and is not listed among the firm’s executive officers or direct owners.
Is Mark Massey a financial advisor?
Yes. Mark Massey has a current investment-adviser registration in Arkansas, through Capital Square since January 2017.
How many years of experience does Mark Massey have?
Mark Massey has 15 years in the financial industry, since January 2011, across 3 adviser firms.
What exams has Mark Massey passed?
Mark Massey has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2010.
Where did Mark Massey work before Capital Square?
Before Capital Square, Mark Massey was registered through Bellwether Investment Group, LLC, September 2014 to January 2017; UBS Financial Services Inc., January 2011 to September 2014.
Where is Mark Massey based?
Mark Massey’s registered office is in Little Rock, AR.
Is Mark Massey registered with FINRA?
No. Mark Massey has no current broker registration.
How can I verify Mark Massey’s record?
Search CRD 5862535 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Massey’s full registration record.
