Mark Maitland has been an investment adviser representative at Rothwell Investment Advisors since July 2025, and is not listed among the firm’s executive officers or direct owners. Mark Maitland holds a B.S. from Springfield College.
Rothwell Investment Advisors LLC is a Salem, MA firm with $188M under management, 709 clients and 3 advisers in one office, as of its March 2026 filing.
Mark Maitland is an investment advisor representative at Maitland Financial Group, a family financial services firm. He spent more than a decade as a lead installer and inspector on high ropes courses for Project Adventure and has taught wilderness survival skills courses as a guide with Adventure Out. He now counsels clients on financial literacy and planning.
Mark Maitland’s longest registration was 5 years at Flagship Harbor Advisors, LLC (2020–2025). Before joining Rothwell Investment Advisors in 2025, Mark Maitland was registered through Flagship Harbor Advisors, LLC.
- Rothwell Investment AdvisorsCurrent– present · 1 yearSalem, MA · Adviser representative · Firm CRD 337504
- Flagship Harbor Advisors, LLC– · 5 yearsSalem, MA · Adviser representative · Firm CRD 155733
Investment adviser representative registrations
Mark Maitland is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2025; the most recent is Massachusetts, in September 2025.
- MassachusettsSince 2 September 2025
- TexasResidentSince 29 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 February 2020 |
| Series 7TO | General Securities Representative Examination | 13 November 2019 |
| SIE | Securities Industry Essentials Examination | 29 July 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Mark Andrew Maitland
- CRD
- 6823428
- Firm
- Rothwell Investment Advisors · CRD 337504
- Office
- 11A DERBY SQUARE, Salem, MA 01970
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- maitlandfinancialgroup.com
Where does Mark Maitland work?
Mark Maitland is an investment adviser representative registered through Rothwell Investment Advisors LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Mark Maitland a financial advisor?
Yes. Mark Maitland has a current investment-adviser registration in Massachusetts and Texas, through Rothwell Investment Advisors since July 2025.
How many years of experience does Mark Maitland have?
Mark Maitland has 6 years in the financial industry, since November 2019, across 2 adviser firms.
What exams has Mark Maitland passed?
Mark Maitland has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2019.
Where is Mark Maitland based?
Mark Maitland’s registered office is in Salem, MA.
Is Mark Maitland registered with FINRA?
Yes. Mark Maitland has a current broker registration, under CRD 6823428.
Source: FINRA BrokerCheck
How can I verify Mark Maitland’s record?
Search CRD 6823428 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Maitland’s full registration record.
