Barbara Maitland has been Owner of Rothwell Investment Advisors since June 2025, is a control person of the firm and directly owns 75% or more of it.
Rothwell Investment Advisors LLC is a Salem, MA firm with $188M under management, 709 clients and 3 advisers in one office, as of its March 2026 filing.
Barbara J. Maitland is CEO of Maitland Financial Group, based in Salem, Mass. She is a financial advisor with 40 years of experience in investing, retirement planning and Roth IRAs. She previously served as an advisor for Edward Jones.
Barbara Maitland’s longest registration was 13 years at Flagship Harbor Advisors, LLC (2012–2025). Before joining Rothwell Investment Advisors in 2025, Barbara Maitland was registered through Flagship Harbor Advisors, LLC and Edward Jones.
- Rothwell Investment AdvisorsCurrent– present · 1 yearSalem, MA · Adviser representative · Firm CRD 337504
- Flagship Harbor Advisors, LLC– · 13 yearsSalem, MA · Adviser representative · Firm CRD 155733
- Edward Jones– · 4 yearsSwampscott, MA · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Barbara Maitland is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2025; the most recent is Massachusetts, in September 2025.
- MassachusettsSince 2 September 2025
- TexasResidentSince 29 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 April 2008 |
| Series 7 | General Securities Representative Examination | 7 January 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Barbara Jean Maitland
- CRD
- 5452564
- Firm
- Rothwell Investment Advisors · CRD 337504
- Role
- Owner
- Office
- 11A DERBY SQUARE, Salem, MA 01970
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- maitlandfinancialgroup.com
Where does Barbara Maitland work?
Barbara Maitland has been Owner of Rothwell Investment Advisors LLC since June 2025, and is a control person of the firm.
Is Barbara Maitland a financial advisor?
Yes. Barbara Maitland has a current investment-adviser registration in Massachusetts and Texas, through Rothwell Investment Advisors since July 2025.
How many years of experience does Barbara Maitland have?
Barbara Maitland has 18 years in the financial industry, since January 2008, across 3 adviser firms.
What exams has Barbara Maitland passed?
Barbara Maitland has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2008. FINRA credited Barbara Maitland with the SIE, which began in October 2018.
Where did Barbara Maitland work before Rothwell Investment Advisors?
Before Rothwell Investment Advisors, Barbara Maitland was registered through Edward Jones, April 2008 to September 2012.
Where is Barbara Maitland based?
Barbara Maitland’s registered office is in Salem, MA.
Is Barbara Maitland registered with FINRA?
Yes. Barbara Maitland has a current broker registration, under CRD 5452564.
Source: FINRA BrokerCheck
How can I verify Barbara Maitland’s record?
Search CRD 5452564 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Barbara Maitland’s full registration record.