Mark Lewis has been an investment adviser representative at Rise Advisors since December 2024, and is not listed among the firm’s executive officers or direct owners. Mark Lewis holds a Bachelor of Science in Business and Public Management from SUNY Institute of Technology and an MBA from Pacific Lutheran University.
Rise Advisors, LLC is a Rochester, NY firm with $441M under management, 472 clients and 7 advisers in one office, as of its August 2026 filing.
Mark Lewis is Financial Advisor of Rise Advisors Group. Before Rise, he served 20 years as an active-duty Air Force officer, then worked for the New York Stock Exchange on the development and maintenance of its computer software. He later taught personal finance and investing at Alfred University and became dean of its College of Business.
- Rise Advisors, LLCCurrent– present · 1 yearWellsville, NY · Adviser representative · Firm CRD 309760
Investment adviser representative registrations
Mark Lewis is registered as an investment adviser representative in New York, since December 2024.
- New YorkSince 19 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2024 |
| SIE | Securities Industry Essentials Examination | 21 November 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Mark Douglas Lewis
- CRD
- 8021386
- Firm
- Rise Advisors · CRD 309760
- Office
- Wellsville, NY
- Registration
- Investment adviser registration
- In the industry since
- December 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- riseadvisorsgroup.com
Where does Mark Lewis work?
Mark Lewis is an investment adviser representative registered through Rise Advisors, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mark Lewis a financial advisor?
Yes. Mark Lewis has a current investment-adviser registration in New York, through Rise Advisors since December 2024.
How many years of experience does Mark Lewis have?
Mark Lewis has 1 year in the financial industry, since December 2024, across 1 adviser firm.
What exams has Mark Lewis passed?
Mark Lewis has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in November 2024.
Where is Mark Lewis based?
Mark Lewis’ registered office is in Wellsville, NY.
Is Mark Lewis registered with FINRA?
No. Mark Lewis has no current broker registration.
How can I verify Mark Lewis’ record?
Search CRD 8021386 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Lewis’ full registration record.
