Mark Jones has been Partner of Rise Advisors since June 2020, is a control person of the firm and directly owns between 25% and 50% of it. Mark Jones holds a Bachelor of Science in Applied Economics & Management from Cornell University and an MBA from Bittner School of Business, St. John Fisher College.
Rise Advisors, LLC is a Rochester, NY firm with $441M under management, 472 clients and 7 advisers in one office, as of its August 2026 filing.
Mark Jones is Founding Partner of Rise Advisors Group. He has 25 years of experience working with clients on their financial issues, and his financial planning and investment management practice centers on the individual client.
Mark Jones’ longest registration was 9 years at Wall Street Financial Group, Inc (2006–2016). Before joining Rise Advisors in 2020, Mark Jones was registered through Northlanding Financial Partners, LLC and Wall Street Financial Group, Inc.
- Rise Advisors, LLCCurrent– present · 6 yearsRochester, NY · Adviser representative · Firm CRD 309760
- Northlanding Financial Partners, LLC– · 3 yearsRochester, NY · Adviser representative · Firm CRD 167055
- Wall Street Financial Group, Inc– · 9 yearsRochester, NY · Adviser representative · Firm CRD 35830
Professional designations
Listed by Rise Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Mark Jones is registered as an investment adviser representative in New York, since November 2022.
- New YorkSince 9 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 2001 |
| Series 7 | General Securities Representative Examination | 25 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Bradford Jones
- CRD
- 4442200
- Firm
- Rise Advisors · CRD 309760
- Role
- Partner
- Office
- 500 LINDEN OAKS, SUITE 320, Rochester, NY 14625
- Registration
- Investment adviser registration
- In the industry since
- March 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- riseadvisorsgroup.com
Where does Mark Jones work?
Mark Jones has been Partner of Rise Advisors, LLC since June 2020, and is a control person of the firm.
Is Mark Jones a financial advisor?
Yes. Mark Jones has a current investment-adviser registration in New York, through Rise Advisors since August 2020.
How many years of experience does Mark Jones have?
Mark Jones has 24 years in the financial industry, since March 2002, across 3 adviser firms.
What exams has Mark Jones passed?
Mark Jones has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2001. FINRA credited Mark Jones with the SIE, which began in October 2018.
Where did Mark Jones work before Rise Advisors?
Before Rise Advisors, Mark Jones was registered through Wall Street Financial Group, Inc, September 2006 to September 2016.
Where is Mark Jones based?
Mark Jones’ registered office is in Rochester, NY.
Is Mark Jones registered with FINRA?
No. Mark Jones has no current broker registration.
Is Mark Jones a CFP?
Rise Advisors lists Mark Jones with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Mark Jones’ record?
Search CRD 4442200 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Jones’ full registration record.
