Mark Konrardy has been an investment adviser representative at Richmond Investment Services since September 2025, and is not listed among the firm’s executive officers or direct owners. Mark Konrardy holds a Bachelor of Arts from Loras College.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Mark Konrardy is LPL Financial Advisor of Richmond Investment Services. He has been a financial advisor for 25 years and specializes in working with the emerging affluent. He helps people set and hit their financial goals.
Mark Konrardy’s longest registration was 10 years at Global Portfolio Strategies, Inc. (2008–2018). Before joining Richmond Investment Services in 2025, Mark Konrardy was registered through LPL Financial LLC and Cuna Brokerage Services, Inc.
- – present · 1 yearDubuque, IA · Adviser representative · Firm CRD 327451
- LPL Financial LLC– · 3 yearsDubuque, IA · Adviser representative · Firm CRD 6413
- Cuna Brokerage Services, Inc.– · under a yearDubuque, IA · Adviser representative · Firm CRD 13941
- Advised Assets Group, LLC– · under a yearDubuque, IA · Adviser representative · Firm CRD 112058
- Prudential Customer Solutions LLC– · under a yearDubuque, IA · Adviser representative · Firm CRD 286153
- Global Portfolio Strategies, Inc.– · 10 yearsDubuque, IA · Adviser representative · Firm CRD 105812
- U.S. Bancorp Investments, Inc.– · 1 yearGalena, IL · Adviser representative · Firm CRD 17868
- Cigna Financial Services, Inc.– · under a yearDubuque, IA · Adviser representative · Firm CRD 40596
Professional designations
Listed by Richmond Investment Services
- Certified Retirement Counselor (CRC)
Investment adviser representative registrations
Mark Konrardy is registered as an investment adviser representative in Iowa, since September 2025.
- IowaSince 30 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 March 2006 |
| Series 7 | General Securities Representative Examination | 24 June 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 April 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Benjamin Konrardy
- CRD
- 4324887
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 470 W. 4th St, Dubuque, IA 52001
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- richmondis.com
Where does Mark Konrardy work?
Mark Konrardy is an investment adviser representative registered through Richmond Investment Services LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Mark Konrardy a financial advisor?
Yes. Mark Konrardy has a current investment-adviser registration in Iowa, through Richmond Investment Services since September 2025.
How many years of experience does Mark Konrardy have?
Mark Konrardy has 24 years in the financial industry, since April 2002, across 8 adviser firms.
What exams has Mark Konrardy passed?
Mark Konrardy has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 2001. FINRA credited Mark Konrardy with the SIE, which began in October 2018.
Where did Mark Konrardy work before Richmond Investment Services?
Before Richmond Investment Services, Mark Konrardy was registered through LPL Financial LLC, May 2022 to July 2025; Cuna Brokerage Services, Inc., December 2021 to May 2022; Advised Assets Group, LLC, March 2021 to November 2021; Prudential Customer Solutions LLC, May 2019 to April 2020; Global Portfolio Strategies, Inc., April 2008 to December 2018; U.S. Bancorp Investments, Inc., March 2006 to March 2008; Cigna Financial Services, Inc., February 2003 to November 2003.
Where is Mark Konrardy based?
Mark Konrardy’s registered office is in Dubuque, IA.
Is Mark Konrardy registered with FINRA?
Yes. Mark Konrardy has a current broker registration, under CRD 4324887.
Source: FINRA BrokerCheck
How can I verify Mark Konrardy’s record?
Search CRD 4324887 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Konrardy’s full registration record.