Mark Halpin has been an investment adviser representative at United Capital Management of Kansas since May 2019, and is not listed among the firm’s executive officers or direct owners. Mark Halpin studied at Colorado School of Mines.
United Capital Management of Kansas, Inc. is a Salina, KS firm with $885M under management, 1,655 clients and 23 advisers across 11 offices, as of its September 2026 filing.
Mark Halpin is an Investment Consultant at United Capital Management of Kansas, Inc. He joined the firm in May 2019 with over three decades of experience in the insurance and financial services industries. His career began in 1988 in the insurance sector, and in 1996 he expanded into the financial sector, providing strategies to help clients grow and preserve their wealth while continuing to serve their insurance needs.
Mark Halpin’s longest registration was 9 years at Signator Financial Services, Inc. (2006–2015). Before joining United Capital Management of Kansas in 2019, Mark Halpin was registered through Royal Alliance Associates, Inc. and Signator Investors, Inc.
- – present · 7 yearsGardner, KS · Adviser representative · Firm CRD 157755
- Royal Alliance Associates, Inc.– · under a yearGardner, KS · Adviser representative · Firm CRD 23131
- Signator Investors, Inc.– · 2 yearsGardner, KS · Adviser representative · Firm CRD 468
- Signator Financial Services, Inc.– · 9 yearsGardner, KS · Adviser representative · Firm CRD 19061
- Park Avenue Securities LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Mark Halpin is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2019; the most recent is Texas, in January 2021.
- KansasSince 21 May 2019
- TexasResidentSince 5 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 June 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 September 2003 |
| Series 7 | General Securities Representative Examination | 18 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 July 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 July 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Joseph Halpin
- CRD
- 2763503
- Firm
- United Capital Management of Kansas · CRD 157755
- Office
- 345 N. Moonlight Road, Gardner, KS 66030
- Registration
- Investment adviser registration
- In the industry since
- July 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ucmteam.com
Where does Mark Halpin work?
Mark Halpin is an investment adviser representative registered through United Capital Management of Kansas, Inc. since May 2019, and is not listed among the firm’s executive officers or direct owners.
Is Mark Halpin a financial advisor?
Yes. Mark Halpin has a current investment-adviser registration in Kansas and Texas, through United Capital Management of Kansas since May 2019.
How many years of experience does Mark Halpin have?
Mark Halpin has 30 years in the financial industry, since July 1996, across 5 adviser firms.
What exams has Mark Halpin passed?
Mark Halpin has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 65. The earliest, the Series 63, was passed in July 1996. FINRA credited Mark Halpin with the SIE, which began in October 2018.
Where did Mark Halpin work before United Capital Management of Kansas?
Before United Capital Management of Kansas, Mark Halpin was registered through Royal Alliance Associates, Inc., November 2018 to May 2019; Signator Investors, Inc., December 2015 to November 2018; Signator Financial Services, Inc., September 2006 to December 2015; Park Avenue Securities LLC, April 2005 to August 2006.
Where is Mark Halpin based?
Mark Halpin’s registered office is in Gardner, KS.
Is Mark Halpin registered with FINRA?
No. Mark Halpin has no current broker registration.
How can I verify Mark Halpin’s record?
Search CRD 2763503 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Halpin’s full registration record.
