Mark Finelli has been an investment adviser representative at Blue Square Asset Management since August 2022, and is not listed among the firm’s executive officers or direct owners.
Blue Square Asset Management, LLC is a New York, NY firm with $410M under management, 214 clients and 6 advisers in one office, as of its July 2026 filing.
Mark Finelli’s longest registration is the current one, 4 years at Blue Square Asset Management since 2022. Before joining Blue Square Asset Management in 2022, Mark Finelli was registered through Beckstead, Black & Associates, Inc. and Wells Fargo Investments, LLC.
- – present · 4 yearsChandler, AZ · Adviser representative · Firm CRD 296802
- Beckstead, Black & Associates, Inc.– · under a yearPark City, UT · Adviser representative · Firm CRD 116271
- Wells Fargo Investments, LLC– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Mark Finelli is registered as an investment adviser representative in Arizona, since August 2022.
- ArizonaSince 10 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 April 2022 |
| SIE | Securities Industry Essentials Examination | 7 February 2019 |
| Series 66 | Uniform Combined State Law Examination | 25 June 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 June 2008 |
| Series 31 | Futures Managed Funds Examination | 4 September 2001 |
| Series 7 | General Securities Representative Examination | 21 October 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- CRD
- 3063430
- Firm
- Blue Square Asset Management · CRD 296802
- Office
- Chandler, AZ
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Finelli work?
Mark Finelli is an investment adviser representative registered through Blue Square Asset Management, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Mark Finelli a financial advisor?
Yes. Mark Finelli has a current investment-adviser registration in Arizona, through Blue Square Asset Management since August 2022.
How many years of experience does Mark Finelli have?
Mark Finelli has 5 years in the financial industry, since September 2021, across 3 adviser firms.
What exams has Mark Finelli passed?
Mark Finelli has passed 6 licensing exams: the Series 7, Series 31, Series 63, Series 66, SIE and Series 65. The earliest, the Series 7, was passed in October 1998.
Where did Mark Finelli work before Blue Square Asset Management?
Before Blue Square Asset Management, Mark Finelli was registered through Beckstead, Black & Associates, Inc., March 2011 to May 2011; Wells Fargo Investments, LLC, June 2008 to March 2009.
Where is Mark Finelli based?
Mark Finelli’s registered office is in Chandler, AZ.
Is Mark Finelli registered with FINRA?
No. Mark Finelli has no current broker registration.
How can I verify Mark Finelli’s record?
Search CRD 3063430 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Finelli’s full registration record.
- Allison JaffeChief Compliance Officer
- Jay BluestineManaging Member, Founder & CEO
- Andrew CeislerPrincipal, Director Asset Management