Career
Mark Diorio has been Chief Investment Officer of Brookstone Capital Management since July 2015. Mark Diorio is a control person of the firm and directly owns under 5% of it. Mark Diorio holds an MBA from Benedictine University and a BA from Eastern Illinois University.
Brookstone Capital Management LLC is a Wheaton, IL firm with $12.8B under management, 54,845 clients and 320 advisers across 272 offices, as of its September 2026 filing.
Mark DiOrio joined Brookstone as chief investment officer in 2015 and leads its investment committee and portfolio strategy work.
- – present · 11 yearsWheaton, IL · Adviser representative · Firm CRD 141413
- Parasol Investment Management, LLC– · 4 yearsWestmont, IL · Adviser representative · Firm CRD 156074
- Pennant Management Inc– · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 106974
Credentials and registrations
Professional designations
Listed by Brookstone Capital Management and the sources below
- CFA charterholder
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Illinois | Approved | 1 July 2015 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 January 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 May 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Mark William Diorio
- CRD
- 2880717
- Office
- 1745 S. NAPERVILLE ROAD, SUITE 200, Wheaton, IL 60189
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Mark Diorio work?
Mark Diorio has been Chief Investment Officer of Brookstone Capital Management LLC since July 2015, and is a control person of the firm.
Is Mark Diorio a financial advisor?
Yes. Mark Diorio has a current investment-adviser registration in Illinois, through Brookstone Capital Management since July 2015.
How many years of experience does Mark Diorio have?
Mark Diorio has 16 years in the financial industry, since December 2009, across 3 adviser firms.
What exams has Mark Diorio passed?
Mark Diorio has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 1997.
Where did Mark Diorio work before Brookstone Capital Management?
Before Brookstone Capital Management, Mark Diorio was registered through Pennant Management Inc, March 2005 to October 2006.
Where is Mark Diorio based?
Mark Diorio’s registered office is in Wheaton, IL.
Is Mark Diorio a CFA charterholder?
Brookstone Capital Management lists Mark Diorio with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.
Source: Mark DiOrio, CFA - Brookstone