Mark Connell has been an investment adviser representative at Financial & Tax Architects since September 2026, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Mark Connell’s longest registration was 3 years at Mark-Christopher (2007–2010). Before joining Financial & Tax Architects in 2026, Mark Connell was registered through Regal Investment Advisors LLC and Mark-Christopher.
- – present · under a yearGrapevine, TX · Adviser representative · Firm CRD 119169
- Regal Investment Advisors LLC– · under a yearGrapevine, TX · Adviser representative · Firm CRD 125004
- Mark-Christopher– · 3 yearsAddison, TX · Adviser representative · Firm CRD 130375
- Capital Advisory Group, Inc.– · 1 yearDallas, TX · Adviser representative · Firm CRD 114539
- Sentra Securities Corp– · under a yearPlano, TX · Adviser representative · Firm CRD 10249
- Lochinvar VII Advisors– · 1 yearPlano, TX · Adviser representative · Firm CRD 130375
Investment adviser representative registrations
Mark Connell is registered as an investment adviser representative in Texas, since September 2026.
- TexasSince 28 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2026 |
| Series 7 | General Securities Representative Examination | 18 May 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 October 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Christopher Connell
- CRD
- 4260520
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 920 S. Main St. #197, Grapevine, TX 76051
- Registration
- Investment adviser registration
- In the industry since
- September 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Connell work?
Mark Connell is an investment adviser representative registered through Financial & Tax Architects, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Mark Connell a financial advisor?
Yes. Mark Connell has a current investment-adviser registration in Texas, through Financial & Tax Architects since September 2026.
How many years of experience does Mark Connell have?
Mark Connell has 10 years in the financial industry, since September 2016, across 5 adviser firms.
What exams has Mark Connell passed?
Mark Connell has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in October 2000.
Where did Mark Connell work before Financial & Tax Architects?
Before Financial & Tax Architects, Mark Connell was registered through Mark-Christopher, May 2007 to October 2010; Capital Advisory Group, Inc., November 2005 to May 2007; Sentra Securities Corp, February 2005 to August 2005; Lochinvar VII Advisors, May 2004 to August 2005.
Where is Mark Connell based?
Mark Connell’s registered office is in Grapevine, TX.
Is Mark Connell registered with FINRA?
No. Mark Connell has no current broker registration.
How can I verify Mark Connell’s record?
Search CRD 4260520 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Connell’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel