Mark Baran has been an investment adviser representative at McDermott Investment Advisors since January 2020, and is not listed among the firm’s executive officers or direct owners.
McDermott Investment Advisors, LLC is a Naples, FL firm with $203M under management, 618 clients and 10 advisers across 8 offices, as of its March 2026 filing.
Mark Baran’s longest registration is the current one, 6 years at McDermott Investment Advisors since 2020. Before joining McDermott Investment Advisors in 2020, Mark Baran was registered through Andrew Garrett, Inc. and Neuberger Berman, LLC.
- – present · 6 yearsErwinna, PA · Adviser representative · Firm CRD 132221
- Andrew Garrett, Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 29931
- Neuberger Berman, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 2908
Investment adviser representative registrations
Mark Baran is registered as an investment adviser representative in Pennsylvania, since September 2021.
- PennsylvaniaSince 2 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 November 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 1996 |
| Series 5 | Interest Rate Options Examination | 16 October 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 1979 |
| Series 7 | General Securities Representative Examination | 18 August 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Richard Baran
- CRD
- 870541
- Firm
- McDermott Investment Advisors · CRD 132221
- Office
- Erwinna, PA
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Baran work?
Mark Baran is an investment adviser representative registered through McDermott Investment Advisors, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mark Baran a financial advisor?
Yes. Mark Baran has a current investment-adviser registration in Pennsylvania, through McDermott Investment Advisors since January 2020.
How many years of experience does Mark Baran have?
Mark Baran has 38 years in the financial industry, since July 1988, across 3 adviser firms.
What exams has Mark Baran passed?
Mark Baran has passed 5 licensing exams: the Series 7, Series 63, Series 5, Series 65 and Series 66. The earliest, the Series 7, was passed in August 1979. FINRA credited Mark Baran with the SIE, which began in October 2018.
Where did Mark Baran work before McDermott Investment Advisors?
Before McDermott Investment Advisors, Mark Baran was registered through Andrew Garrett, Inc., October 2008 to November 2008; Neuberger Berman, LLC, November 2005 to August 2007.
Where is Mark Baran based?
Mark Baran’s registered office is in Erwinna, PA.
Is Mark Baran registered with FINRA?
Yes. Mark Baran has a current broker registration, under CRD 870541.
Source: FINRA BrokerCheck
How can I verify Mark Baran’s record?
Search CRD 870541 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Baran’s full registration record.